Erik Frias Email & Phone Number
@cfp.net
5 phones found area 703
LinkedIn matched
Who is Erik Frias? Overview
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Erik Frias is listed as Securities Enforcement Attorney at CFP Board, based in Bryan, Texas, United States. AeroLeads shows a work email signal at cfp.net, phone signal with area code 703, and a matched LinkedIn profile for Erik Frias.
Erik Frias previously worked as Director of Detection at Cfp Board and Compliance Counsel at Cfp Board. Erik Frias holds Jd, Corporate And Securities Law from George Mason University - Antonin Scalia Law School.
Email format at CFP Board
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AeroLeads found 1 current-domain work email signal for Erik Frias. Compare company email patterns before reaching out.
About Erik Frias
I am an accomplished and experienced legal counsel with a diverse background representing hundreds of clients, including publicly traded companies, financial institutions, and emerging businesses. Throughout my career, I have gained expertise in regulatory compliance, enforcement investigations, financial sector and securities regulation, as well as small business transactions and commercial litigation. I am recognized as a dynamic leader who effectively communicates at all levels while coaching and mentoring cross-functional teams in legal strategy and advance organizational goals.
Listed skills include Investigations, Commercial Litigation, Securities, Legal Research, and 41 others.
Erik Frias's current company
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Erik Frias work experience
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Compliance Counsel
I investigate and prosecute indications of violations by CFP(R) professionals of CFP Board's Code of Ethics and Standards of Conduct. I also manage CFP Board's function to detect instances of possible violations worthy of investigation.
Attorney At Law
I acted as General Counsel for various small to midsize companies in diverse industries, including financial products development, consumer services, software development, IT services, and marketing. I provided legal advice and representation on various matters, including employment, financing, corporate governance, transactions, contracts, trademarks, and.
Contract Attorney, Enforcement
In this role, I investigated potential FINRA rule violations within the Department of Enforcement, primarily involving financial disclosure issues and recommend disciplinary resolutions for pending investigations.A key accomplishment is: Successfully managing a busy docket of cases, clearing approximately 350 cases in under 18 months.
Partner
I co-founded the firm and built the practice from the ground up, providing general counsel on transactions, trademarks, adversarial matters, and governance to emerging businesses within the Northern Virginia marketplace. I managed government investigations, representing clients in examinations by the U.S. Securities and Exchange Commission, U.S. Department.
Associate, Securities Enforcement And Regulation Group
In this role, I represented individuals and entities, primarily financial service firms, in connection with enforcement or other investigations regarding potential violations of the federal securities laws. I conducted internal investigations in connection with potential securities law violations. I also evolved to become the firm’s subject matter expert.
Salesperson
Erik Frias education
Jd, Corporate And Securities Law
Bsba, Finance
Education record
Frequently asked questions about Erik Frias
Quick answers generated from the profile data available on this page.
What company does Erik Frias work for?
Erik Frias works for CFP Board.
What is Erik Frias's role at CFP Board?
Erik Frias is listed as Securities Enforcement Attorney at CFP Board.
What is Erik Frias's email address?
AeroLeads has found 1 work email signal at @cfp.net for Erik Frias at CFP Board.
What is Erik Frias's phone number?
AeroLeads has found 5 phone signal(s) with area code 703 for Erik Frias at CFP Board.
Where is Erik Frias based?
Erik Frias is based in Bryan, Texas, United States while working with CFP Board.
What companies has Erik Frias worked for?
Erik Frias has worked for Cfp Board, Law Office Of Erik Frias, P.C., Finra, Frias Daisy & Collins Llp, and Fried Frank.
How can I contact Erik Frias?
You can use AeroLeads to view verified contact signals for Erik Frias at CFP Board, including work email, phone, and LinkedIn data when available.
What schools did Erik Frias attend?
Erik Frias holds Jd, Corporate And Securities Law from George Mason University - Antonin Scalia Law School.
What skills is Erik Frias known for?
Erik Frias is listed with skills including Investigations, Commercial Litigation, Securities, Legal Research, Mergers, Corporate Law, Contract Negotiation, and Corporate Governance.
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