My roles and responsibilities include but are not limited to:* Acting as a Country Compliance Officer to ensure Know Your Client and Anti-Money Laundering global and local standards are met.* Assisting the business to understand their Financial Intelligence Centre Act obligations.* Assisting to launch new software to meet KYC and AML obligations.* Assisting with POPI and data protection compliance.* Enterprise and Quality Risk Management.* Training staff members on compliance with new legislation, policies, processes and software tools when required.

My roles and responsibilities included but were not limited to:* Reviewing and approving cross border and local marketing material * Maintaining a watching brief of potential sanctions and terrorist financing sanction lists against our clients or staff members* Assisted with FAIS compliance by drafting representative mandates and supervision agreements, submit profile changes and maintaining the FAIS competence and regulatory interactions register* Aiding in the development of compliance training to staff members* Tracking non-compliant findings with respective business managers and work with the business to remediate incidents of non-compliance* Updating business on Regulation / Legislative amendments* Assisting with the establishment and maintenance of policies and procedures* Assisting in maintaining Compliance Registers* Assisting with appointments of Key Individuals and Representatives to the FSP license; and FSP applications to the FSCA.* Assisting in drafting Board and R&C Committee reports* FIC Deputy Money Laundering Reporting Officer

My roles and responsibilities included but were not limited to:* Processing client investment withdrawal instructions;* Drafted Form H and J’s for Section 14 and 50 Retirement External Transfers;* KYC/FICA Verification;* Knowledge and understanding of risk rating and risk screening clients, beneficiaries and associated parties.

English and Mathematics