Erin Haskell Email & Phone Number

Since 1996, Integrated Partners has been helping financial advisors to achieve their entrepreneurial vision. We offer comprehensive business building services, designed with the independent advisor in mind. With over one hundred advisors and 43 regional offices across the United States, Integrated Partners has built our reputation advisor by advisor, client by client. Constructed and grown upon a foundation of empowerment, integrity and trust, we believe in the power that financial advisors have to make a positive impact on people’s lives. Integrated Financial Partners supports advisors by offering a completely customizable open architecture business environment: technology, investment management, advanced planning, CPA partner program, family office platform, custody, marketing, public relations, M&A, succession planning and comprehensive business counsel. We believe in advisors. Let us prove it to you. Learn more at:www.integrated-partners.comThe financial consultants at Integrated Partners are registered representatives with and securities offered through LPL Financial. For hyperlinks to FINRA and SIPC, please refer to ‘Contact Info’ section. Investment advice offered through Integrated Partners, a registered investment advisor and separate entity from LPL Financial.Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness. For a list of states in which the financial consultants affiliated with Integrated Partners are registered to do business, please visit: https://integrated-partners.com

Listed skills include Microsoft Office, Microsoft Word, Microsoft Excel, Office Management, and 7 others.

• 

  Compliance Operations Manager

  Integrated Partners

  Mar 2019 - Present

  As an Operations Associate for our Compliance Department, I help ensure that our policies are being managed correctly, and thoroughly. In addition, I work with each advisor to see that their practice is fully supported. I also work in a special project capacity to support the daily operations within our RIA. Responsibilities include:• Develop and implement company policies and regulations.• Oversee all business operations relating to compliance including policies, investments, and procedures.• Design and monitor control systems to deal with violations of legal rules and internal policies.• Regularly assess the efficiency of control systems and recommend effective improvements.• Review and evaluate company procedures and reports to identify hidden risks or common issues.• Coordinate with different department managers to review all departmental compliance policies.• Perform periodic audits on company procedures and processes.• Lead employee training sessions on legal and compliance issues.