Focusing on providing assurance related activities to ensure business processes are designed and operating effectively to meet company goals and objectives in financial, operational, and regulatory compliance.Providing independent and objective assurance that is directed by a philosophy of adding value to improve the operations. Employing a systematic and disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.

Leaped into the "great resignation" pool in 2022 to relax, reflect, and restore.

My responsibilities are to ensure the company has a robust, efficient and compliant internal controls process. This includes, but is not limited to:-Develop and grow the Internal Audit function-Maintain Sarbanes Oxley and COSO compliance -Work with management to identify, quantify and prioritize key company risks-Assist with drafting process documentation and control language-Facilitate regular updates of internal control and process documentation-Develop and execute control audit plan-Assess level of deficiencies and collaborate with process owners in remediation efforts-Liaison with external auditors in control-driven tasks-Partner with senior executives to help drive continued improvements in key process areas-Assist with corporate compliance as needed

Deliver value in financial, compliance, and operations areas of the business throughout the global organization. Applies risk and control concepts to develop and identify any potential issues. Communicates identified control deficiencies with senior management to ensure any concerns are addressed in a timely and effective manner.• Performs assigned operational, financial, and SOX audit engagements successfully• Performs internal control evaluations for new business units• Performs enterprise risk management assessments• Confirms adherence at all times to Internal Audit department and professional standards • Perform due diligence of potential targets• Evaluation of policies and procedures• Performs audits of Information security, operations and change management• COSO Framework evaluation and integration

Lead an audit team with planning, coordination, performance, and conclusion of audit procedures. Industries of experience include financial services, manufacturing, and technology and security risk services. Audit engagements include SEC 10-K, 11-K, 10-Q, S-6, N-4 and N-6 filings. • Analyze and communicate financial information to clients.• Review client operations to verify company adherence to corporate and governmental policies, rules and regulations.• Oversee fieldwork, planning and reporting of audit assignments.• Develop and prepare control risk assessments.• Collect and analyze client data to define potential risks and determine logical conclusions.• Prepare management letter comments to discuss with client for reporting process improvements.