Erin Proctor Email & Phone Number

Cincinnati, Oh, Us

• Assesses Wealth Management compliance and risk needs including collaborating with Personal Trust, Institutional Trust, Wealth Planning, Private Banking, Insurance and Retirement Services, Securities Partnership and Comerica Alliance Services lines of business;• Coordinates directly with the lines of business to ensure that risk and controls are being followed and updated per bank policies, regulations and applicable laws;• Extensive knowledge with banking related operations and… Show more • Assesses Wealth Management compliance and risk needs including collaborating with Personal Trust, Institutional Trust, Wealth Planning, Private Banking, Insurance and Retirement Services, Securities Partnership and Comerica Alliance Services lines of business;• Coordinates directly with the lines of business to ensure that risk and controls are being followed and updated per bank policies, regulations and applicable laws;• Extensive knowledge with banking related operations and systems as well as an understanding of risk management, risk governance, compliance programs, and integration of internal and compliance controls into the scope of existing business practices;• Develops and manages monthly testing scripts and plans to identify gaps, risks, and trends per the Compliance Management System testing plan;• Conceptualizes data from testing into excel reports and memorandums;• Familiar reviewing 12 CFR Regulation 9 reviews and assigning tasks where remediation is needed;• Reviews Third-Party Management contracts and risk assessment as a compliance first line of defense subject matter expert;• Helps coordinate with both OCC and the Federal Reserve Bank of Dallas regulation examinations; • Helps coordinate with both internal and outside auditors for quarterly and annual examinations. Show less

Cincinnati, Ohio, United States

• Managed Trusts, Estates, Agency Accounts, and Retirement Plan Services for Compliance and Risk assessment;• Coordinated with Wealth Advisors, Fiduciary officers, and Wealth Management to ensure accounts were compliant regarding trust provisions, laws, rules, and regulations;• Developed and managed monthly monitoring and testing procedures to identify and report on risks and trends for newly acquired accounts;• Assessed, developed and implemented sustainable compliance risk… Show more • Managed Trusts, Estates, Agency Accounts, and Retirement Plan Services for Compliance and Risk assessment;• Coordinated with Wealth Advisors, Fiduciary officers, and Wealth Management to ensure accounts were compliant regarding trust provisions, laws, rules, and regulations;• Developed and managed monthly monitoring and testing procedures to identify and report on risks and trends for newly acquired accounts;• Assessed, developed and implemented sustainable compliance risk management structures and processed, including sustainable compliance risk management structures and processed-risk assessment, monitoring and testing, training, corrective action and reporting and supporting compliance technologies;• Demonstrated familiarity with banking, related operations and systems in the context of safety and soundness expectations and regulatory reporting requirements, as well as an understanding of risk management, risk governance, compliance programs, and integration of internal controls and compliance controls into the scope of existing business practices;• Conceptualized data from testing into excel reports; and• Conducted the annual review of all accounts regarding 12 CFR Regulation 9 and assigning tasks where remediation is needed. Show less

Cincinnati Area, Ky

• Employment and Litigation Paralegal to Bank’s Chief Legal Officer and General Counsel.• Knowledgeable of ECF in Hamilton County State Courts; Ohio and Kentucky Federal Courts.• Experience with reading and interpreting State statutes in Ohio, Indiana, and Kentucky.• Experience with Employment Law in both State and Federal Courts.• Knowledgeable in State and Federal Civil Rules of Procedure and the Local Rules of Civil Procedure in the… Show more • Employment and Litigation Paralegal to Bank’s Chief Legal Officer and General Counsel.• Knowledgeable of ECF in Hamilton County State Courts; Ohio and Kentucky Federal Courts.• Experience with reading and interpreting State statutes in Ohio, Indiana, and Kentucky.• Experience with Employment Law in both State and Federal Courts.• Knowledgeable in State and Federal Civil Rules of Procedure and the Local Rules of Civil Procedure in the surrounding Tri-State Counties.• Experienced in drafting pleadings; including all Complaints, Answers, Memorandums, Reply’s; all form of Discovery and Subpoenas in both State and Federal Court.• Proficient in Contracts, writing Terms and Conditions, and MNDA’s.• Highly skilled in Law Office Technology such as Amicus. - Knowledgeable in Microsoft Word, Word Perfect, Microsoft Outlook, Microsoft Excel, and Microsoft Office.• Extremely proficient with Serengeti Billing Software for firms and companies• Knowledgeable in Banking systems such as Experience, Silverlake and E-Vision.• Professional stature dealing with delicate situations with clients to ensure quality satisfaction and to comply with Ohio State Bar ethical code of conduct. • Knowledge of E-Discovery thorugh Kazeon, Sourceone and Discovery Manager.• Experience with Lexis-Nexis, Amicus Attorney, and most law office technology.• Research and updates company policy and procedures. Show less

Downtown Cincinnati

•Highly proficient in Divorce, Post- Decree Modifications, Dissolutions and Custody the counties of Hamilton, Butler, Warren, Clermont in Ohio and Boone, Kenton and Campbell in Kentucky•Experience with Employment law, Miscellaneous Litigation, drafting Complaints, Answers, Discovery, EEOC charges and demand letters.•Experience in drafting Complaints, Answers, all forms of Discovery, Subpoenas and all forms associated with each county’s guidelines for Domestic Relations.•Highly… Show more •Highly proficient in Divorce, Post- Decree Modifications, Dissolutions and Custody the counties of Hamilton, Butler, Warren, Clermont in Ohio and Boone, Kenton and Campbell in Kentucky•Experience with Employment law, Miscellaneous Litigation, drafting Complaints, Answers, Discovery, EEOC charges and demand letters.•Experience in drafting Complaints, Answers, all forms of Discovery, Subpoenas and all forms associated with each county’s guidelines for Domestic Relations.•Highly proficient in law office technology i.e. Amicus ,Practice Master and Lexis-NexisProficient in Word, Word Perfect, Microsoft Outlook, Microsoft Excel and Microsoft Office.•Effective problem solver; prioritize and manage heavy work flow without direct supervision.Professional stature dealing with delicate situations with clients to ensure quality satisfaction•Excellent working relationship with billing attorneys.•Additional skills include customer service, general office support. Show less

Master Of Business Administration - Mba, Business Administration And Management, General

Certification, Trust, Audit, Risk, Compliance Management

Post Baccalaureate Certificate, Paralegal

Activities and Societies: University of Cincinnati Cincinnati Student Paralegal Association

Bachelor'S Degree, Classical Double Bass Performance

Activities and Societies: CCM Philharmonia