Esteban S. Email & Phone Number

Texas, United States

Providing original course content, coaching, and consulting services on BSA/AML, regulatory compliance, regulatory examinations procedures, financial fraud, and general internal/external investigations.

Palo Alto, California, Us

Regology, Inc. is a start-up AI driven regulatory compliance company that identifies applicable laws and regulations to help keep industries in compliance with regulatory changes.• Lead and managed the company’s financial services industries.• Proactively monitored federal, state, and local regulations.• Provided thought leadership of domestic and international financial laws and regulations.• Anticipated, developed and implemented new products and services to increase sales. • Involved in discovery calls, product demonstrations and client retention.• Provided regulatory guidance to various departments to assist them with changing financial laws.• Collaborated with a diverse team and communicate complex concepts effectively.• Wrote articles, blogs, and produce videos on regulatory compliance issues.

Washington, Dc, Us

The FDIC- OIG is an independent agency that conducts audits, investigations, and other reviews of the FDIC programs and operations.• Conducted complex and high-priority investigations at the state and federal levels. • Mentor and managed the activities of junior agents.• Gave lectures to stakeholders and financial institutions on various topics.• Testified in court as a subject matter expert in investigations.• Worked closely with state and federal regulatory examiners.• Identified gaps in financial institutions programs to prevent external/internal theft.• Collateral duties (BSA/AML Coordinator, Inclusion and Diversity Coordinator, Mentor Program Participant, Liaison with stakeholders, Firearms Instructor).Special Agent August 2010 – October 2014• Collaborated investigations with federal, state, and local law enforcement agencies.• Conducted investigations affecting the safety of the U.S. financial system.• Gathered and analyzed intelligence, evidence, and information through various channels.• Conducted investigations into waste, abuse, and fraud.• Executed search warrants, served subpoenas, and made arrests.• Participated in surveillance activities to monitor activities.• Conducted interviews and interrogations.• Ensured the security and safety of employees.

Phoenix, Az, Us

Private university accredited by the Higher Learning Commission offering bachelor’s, master’s and doctoral degrees.• Designed and implemented course syllabi, learning objectives, and assessment to ensure students achievement of course objectives.• Utilized various instructional technologies and multimedia tools to enhance the learning experience.• Provided individualized mentoring and academic support to students to foster a positive and inclusive learning environment.• Mentored and provided guidance to students on law enforcement careers.

Washington, Dc, Us

Postal Inspectors enforce over 200 federal statutes related to crimes that involve the postal system, its employees, and its customers.• Managed cross-functional teams in various inve2015stigative and operational activities (Internal Theft, Employee Safety, BSA/AML, External Theft and Fraud, Illegal Drugs, Suspicious or Dangerous Items).• Conducted regular training sessions to improve team members’ skills and ensure compliance with agency protocols.• Developed and maintained strong relationships with community and stakeholders to foster trust and cooperation.• Implemented strategic plans to enhance departmental efficiency and effectiveness.• Developed annual plan, monthly and quarterly budget forecasts.• Collateral duties (Biohazard Team Member, Post-blast Bomb Tech, Executive Protection, Liaison with stakeholders, Trainer).U.S. Postal Inspector; March 2001 – April 2005 • Collaborated with other law enforcement agencies to coordinate joint operations and investigations (Narcotics, Money Laundering, Mortgage Fraud via the US Mail, Prohibited Mailings).• Ensured the security and safety of postal employees and U.S. Postal properties. • Conducted background investigations of alleged suspect and prospective witnesses.• Interviewed witnesses, subjects, and gathered evidence for prosecution.• Conducted cooperative investigations with Postal OIG into waste, abuse, and fraud.• Conducted complex anti-money laundering investigations and various white-collar crimes.

The OIG conducts civil and criminal investigations and issues findings and recommendations to Cook County government officials. • Investigated employee assaults, bribes, contract fraud, workers compensation fraud, health benefits fraud and misuse of government property.• Coordinated investigations with numerous government stakeholders.• Conducted background investigations of government appointees and employees.• Collaborated with private companies to provide information on internal fraud.• Performed collateral duties (e.g., Liaison with stakeholders, Presenter to external businesses, Mentor).

Chicago, Il, Us

Serves the information needs of the legal profession, judiciary, self-represented litigants and the public. The law library connects residents to timely and authoritative legal resources that promote access to justice for all.• Managed legal resources, assisted judges, lawyers, law students, and the public locate and research legal materials.• Conducted training sessions on legal databases and research methods.• Supervised a team of law librarians.• Ensured law library operated efficiently and served as a valuable resource for legal professionals. • Assisted with yearly budget preparations.• Conducted special research projects for the Cook County Board.• Wrote weekly newsletter on legal research techniques and summarized new publications.

Certificate In Banking, Banking And Financial Support Services

Master Of Science - Ms, Criminal Justice/Police Science

Bachelor Of Arts - Ba, College Of Business And Management

Associate Of Arts - Aa, Paralegal Studies

Associate Of Arts - Aa, Business Law