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Ester Liu Email & Phone Number
資深專案科長
at
凱基人壽 KGI LIFE
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Ester Liu is listed as 資深專案科長 at 凱基人壽 KGI LIFE, based in Taipei, Taipei City, Taiwan, Province Of China. AeroLeads shows a matched LinkedIn profile for Ester Liu.
Ester Liu previously worked as 法案助理 at 立法院 The Legislative Yuan Of R.O.C and 監理科技&法務經理 at 好好投資科技 How-Investech Inc.. Ester Liu holds 碩士, Law, 公司法人股權透明度—以實質受益人為中心 from 國立臺北大學National Taipei University.
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凱基人壽 KGI LIFE
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About Ester Liu
Ester Liu is a 資深專案科長 at 凱基人壽 KGI LIFE.
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6 roles
Ester Liu work experience
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資深專案科長
Current1.商品法令遵循:包含商品規格會議、條款會議、各式銷售文件審閱(試算表、建議書、DM、簡報、商品說明書、影音逐字稿、社群貼文)、報部文件審閱(送審文件、要保書)、白話文專案、回覆主管機關審查意見、基金異動客戶通知函等。2.法令遵循風險評估(CRA):計算既有風險、透過問卷掌握各部門控制成效，計算剩餘風險，最後製作CRA報告，報送主管機關。3.舉辦全公司訓練講座、進行分公司教育訓練、二道風險聯繫會議:聘請外師或擔任講師、邀集風管、稽核等相關部門討論進行聯繫會議，並製作簡報。4.法遵例行性事務:包括法遵查核、法遵手冊、法遵自評審閱、法令變動、內外稽查核資料準備、金檢意見回覆、重大弊端缺失申報及教育訓練等。5.可疑交易報告(str)申報:接獲前線單位通報後，決定是否對外申報，並撰寫申報意見。6.FATCA、CRS相.
Apr 2021 - Present
法案助理
立法院 The Legislative Yuan Of R.O.C
工作內容:1.撰寫法案、修法效益:如證券交易稅條例、投保法、證交法、農業保險法、農民儲金退休條例等2.問政資料準備與議題研析，主要為財經、財政相關議題:如撰寫質詢稿、新聞稿、舉辦公聽會3.選民服務:如受理陳情、開協調會等4.撰寫預算案及與政府部門間相關函文
Feb 2020 - Mar 2021
監理科技&法務經理
工作內容:1.契約審閱與撰擬:如開戶約定書、與銀行間信託契約、軟體購買及資安測試契約、投資契約等2.股務相關事務:如股東開戶、委任授權書、股東會開會、股權協議建立、股權交易產生所得之稅務申報等3.洗錢防制及資安控制:如KYC、KYP、開戶客戶身分審查、資安控制表等4.文宣及頁面文字用語確認:如網頁頁面、APP 使用者介面(UI) 等5.與主管機關報告沙盒施行現況及相關稅務溝通:如沙盒定期報告撰寫6.為公司策略提供相關法律意見:開放銀行(open banking)、API串接、ISO27001取得評估等
Oct 2019 - Feb 2020
實習律師
惇安法律事務所
工作內容:1.審約擬約2.股票簽證3.提供法律意見4.非訟相關業務:如協助金融業增加營業項目(受託買賣外國有價證券)及發行權證之文件準備、投信基金發行文件準備等5.投信投顧合併相關事宜:如盡職調查確認assignment clause、人員相關資格確認6.判決整理及資料蒐集7.法律雙周刊(News letter)、FB貼文撰寫、議題報告等8.協助特別股書籍撰寫資料整理
Nov 2018 - Mar 2019
法案助理
立法院 The Legislative Yuan
工作內容:1.撰寫法案、修法效益:如公司法、證交法、保險法等相關金融法規2.問政資料準備與議題研析，主要為財經、財政相關議題:如撰寫質詢稿、新聞稿、舉辦公聽會等3.選民服務:如受理陳情、開協調會等4.撰寫預算案及與政府部門間相關函文
Oct 2017 - Oct 2018
2 education records
Ester Liu education
碩士, Law, 公司法人股權透明度—以實質受益人為中心
學士, Law
FAQ
Frequently asked questions about Ester Liu
Quick answers generated from the profile data available on this page.
What company does Ester Liu work for?
Ester Liu works for 凱基人壽 KGI LIFE.
What is Ester Liu's role at 凱基人壽 KGI LIFE?
Ester Liu is listed as 資深專案科長 at 凱基人壽 KGI LIFE.
Where is Ester Liu based?
Ester Liu is based in Taipei, Taipei City, Taiwan, Province Of China while working with 凱基人壽 KGI LIFE.
What companies has Ester Liu worked for?
Ester Liu has worked for 凱基人壽 Kgi Life, 立法院 The Legislative Yuan Of R.O.C, 好好投資科技 How-Investech Inc., 惇安法律事務所, and 立法院 The Legislative Yuan.
How can I contact Ester Liu?
You can use AeroLeads to view verified contact signals for Ester Liu at 凱基人壽 KGI LIFE, including work email, phone, and LinkedIn data when available.
What schools did Ester Liu attend?
Ester Liu holds 碩士, Law, 公司法人股權透明度—以實質受益人為中心 from 國立臺北大學National Taipei University.
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