Eusebio Hooke Email & Phone Number

New York, Ny, Us

New York, New York

Jersey City, New Jersey

United States

Mandatory corporate actions team lead who supervise up to 6 generalists. Monitor the exchanges (NYSE, NASDAQ, OTC) effective corporate actions notices. Prepare weekly metrics, manage risk and the department procedures, resolve cash and stock out of balances, and ensure regulatory compliance in the department. Resolve clients inquiries, as well as, transfer agents, counsels and company's inquiries.

Process voluntary and mandatory Corporate Actions. Reconcile banks' ledger accounts. Provide customer feedbacks and notifications.

Process voluntary offers for equities, bonds and mutual funds, warrants and rights exercises, bond exchanges and conversions, and client service.

Process voluntary and mandatory corporate actions including tenders, mergers, exchanges, stock splits, stock dividends, spin-offs, partial and full calls.

Processed dividend reinvestment for equities, ADRs and units, processed Auctions and Sub payments, purchased equities, processed voluntary and mandatory corporate actions, reconciled brokerage in-house accounts for both cash and stock differences.

101 Barclay St, New York Ny 10008

Processed Mandatory and Voluntary corporate actions events.Allocated accrued and past dividend payments to clients.Reconciled PTOP tickets for brokers' electronic instructions.