Evan Bloom Email & Phone Number

Texas, United States

• Manage and follow up on an annuity pipeline for highest completion rate. • Research, market and promote various annuity planning concepts.• Support internal sales consultants with annuity cases and product questions. • Train advisors and team members on annuity products and positioning.• Consult with internal and external product wholesalers along with insurance carrier relationship managers.

Irving, Texas

• “Team Leader” of the Sales Supervision department.• Ensure Written Supervisory Procedures (WSP) are up to date while upholding company and regulatory compliance policies. • Supervise region consisting of over 800 registered representatives.• Evaluate trading activity (blue sky, 529 plans, front running, suitability, A,B,C share policy, breakpoint, reinstatements, retroactive letters of intent, highly active accounts, and product switching)• Correspondence review.• Approve… Show more • “Team Leader” of the Sales Supervision department.• Ensure Written Supervisory Procedures (WSP) are up to date while upholding company and regulatory compliance policies. • Supervise region consisting of over 800 registered representatives.• Evaluate trading activity (blue sky, 529 plans, front running, suitability, A,B,C share policy, breakpoint, reinstatements, retroactive letters of intent, highly active accounts, and product switching)• Correspondence review.• Approve mutual fund, brokerage, options, and margin applications.• Approve U4 applications.• Review variable and indexed universal life policies, variable, fixed, and equity indexed annuities, REITs, non-traded BDCs and limited partnerships. • Outside Brokerage Account and Outside Business Activity review. Show less

Irving, Texas

• Review Advisory program rules and regulations.• Maintain B/C share policy.• Review for proper asset allocation.• Approve Financial/Hourly plans.• Uphold proper licensing for fee based program.

Irving, Texas

• Responsible for portfolio accounting for all fee based accounts.• Quarterly report preparation.• Account reconciliation.• Maintain Advent database using NFS LLC, IDC, and Aegon Financial data feeds.• Assist invoice preparation and production.