● Origination, deal execution and due diligence on numerous lead/co-lead financings● Primary coverage of small cap & intermediate technology, healthcare and special situations● Transactions include 47.5% lead $15M Mogo Finance convert deal Jun/17, 65%, lead $71M Nobilis May/15 bought deal, 13% co-manager $35M Espial May/15 bought deal, 10% co-manager $486M Intertain Feb/15 bought deal, co-manager $50M NYX Dec/14 IPO

● Primary and secondary coverage of select junior & intermediate TSX/TSXV-listed mining companies● Deal origination, idea generation and overseeing preparation of numerous M&A and alternative financing pitch booksAs of August 28, 2013, Stifel Financial closed their Canadian operations in Toronto and Calgary.

● Execution of lead financings and M&A advisory mandates● Business development targeting junior/intermediate mining companiesWellington West Capital Markets, acquired by National Bank July 2011Nov 2008 - Jul 2011 (2 years 8 months)Sr Associate/Vice President, Investment Banking, Special Situations/Technology/Mining● Executed numerous lead/co-lead financings totalling over $1 billion● Involved in multiple advisory mandates in Technology/Cleantech and Mining ● Recruited and trained associates/analysts regarding financial modelling & deal execution

● Executed numerous bought deals, overnight marketed and fully marketed financings● Extensive modelling & sensitivities analysis of numerous mining companies for multiple M&A transactions● Initially worked as a generalist across various industry groups; Mining, FIG, Tech and Biotech