F. Scott Thomas Email & Phone Number
@tiaa.org
1 phone found area 212
LinkedIn matched
Who is F. Scott Thomas? Overview
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F. Scott Thomas is listed as Senior Director and Associate General Counsel at TIAA, a with 13563 employees, based in Charlotte, North Carolina, United States. AeroLeads shows a work email signal at tiaa.org, phone signal with area code 212, and a matched LinkedIn profile for F. Scott Thomas.
F. Scott Thomas previously worked as Member at Federal Bar Association and Member, Securities Regulation Committee at American Council Of Life Insurers - Acli. F. Scott Thomas holds B.A., Anthropology from University Of North Carolina At Chapel Hill.
Email format at TIAA
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AeroLeads found 2 current-domain work email signals for F. Scott Thomas. Compare company email patterns before reaching out.
About F. Scott Thomas
I am an in-house securities and investment management attorney in the Charlotte, NC office of Teachers Insurance and Annuity Association of America (TIAA). My current work focuses on supporting variable annuity insurance products, registered investment advisers, mutual funds and hedge funds at TIAA. My practice focus since going in-house in 2007 at TIAA has largely been on product management, registration, and investment and trade operations matters for variable annuity products and registered and unregistered private funds (including hedge funds and hedge fund-of-funds). I handle a wide range of domestic and foreign securities regulatory filings for registered investment advisers and investment companies, including variable annuity product issuers such as CREF. I also support our two internal stock life insurance companies on New York insurance law regulation and annuity product management matters. I am White Belt Certified under TIAA's Continuous Improvement (CI) "DRIVE" Methodology. I use this knowledge to improve the efficiency and effectiveness of business and legal processes within the TIAA organization. Prior to my current in-house legal position with TIAA, I was in private practice with large regional law firms in NC. My primary focus in private practice was on representing public operating companies and registered investment companies in securities regulatory matters. In addition, I also represented both public and private companies on asset-based financing (including syndicated lending), mergers and acquisitions, commercial leasing, early stage venture capital and general corporate matters. I use my broad and deep experience across a wide range of domestic and foreign securities and insurance laws to efficiently and effectively identify and work through complex legal issues with my business clients.
Listed skills include Securities, Mutual Funds, Corporate Law, Mergers And Acquisitions, and 13 others.
F. Scott Thomas's current company
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F. Scott Thomas work experience
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Member
Current
Member, Securities Regulation Committee
Current
Senior Director And Associate General Counsel
CurrentProvide a broad range of legal and business advice to institutional investment advisers, mutual funds, hedge funds regarding domestic and foreign securities and insurance regulatory, general corporate, asset-based financing (including syndicated lending), negotiated acquisitions and commercial contract matters. Experience includes the following: (1) preparing and filing SEC registration statements on Forms N-1A and N-3 for registered investment companies; (2) preparing and filing a variety of Exchange Act reports, including Forms N-CSR, N-Q, 10-K, 10-Q and 8-K; (3) reviewing and filing a wide range of securities regulatory filings for registered investment advisers (RIAs), including Form ADV, Form PF, foreign Significant Shareholder Reports (SSRs) and investment anti-trust filings (e.g., UK Forms 8.2 and 8.3), Schedules 13D and 13G, Form 13F and Form 13H; (4) providing soft dollar advice to RIAs under the Section 28(e) safe harbor; (5) provide lead legal support for certain operational functions and processes for RIAs, mutual funds and NY insurance companies, including custody, corporate actions, TIC B filings with the NY Federal Reserve, treasury/cash management, foreign exchange (FX), securities lending, and equity trade settlement; (6) provide legal support for all aspects of private hedge fund formation and operation, including organizing legal entities, negotiating investment management agreements, preparing PPMs and operating agreements, negotiating prime brokerage agreements, and advising on Rule 144A, Regulation D and Regulation S compliance; (7) negotiate a broad range of commercial agreements with key third-party vendors, including custody, fund administration/accounting, brokerage and research services agreements as well as index (benchmark) license agreements; and (8) support life insurance company general accounts on investment, asset management, insurance and securities regulatory and commercial contract matters.
Licensed Lawyer In Good Standing
Current
Associate Attorney
Provide a broad range of legal advice to public and private corporations and investment management companies on securities, corporate (including mergers and acquisitions) and investment matters.
Associate Attorney
Provide a broad range of legal advice to public and private corporations on securities, early stage venture capital, intellectual property and corporate (including mergers and acquisitions) matters.
Associate Attorney
Provide legal services to several large, publicly-traded bank holding companies on a variety of syndicated lending, structured finance and real estate finance matters.
Colleagues at TIAA
Other employees you can reach at tiaa.org. View company contacts for 13563 employees →
Troy P. Tretter
Colleague at TiaaGreater Minneapolis-St. Paul Area, United States
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ED
Erica Damato, Ricp®
Colleague at TiaaCharlotte, North Carolina, United States
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CB
Christy Blake
Colleague at TiaaDenver, Colorado, United States
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KS
Kelsey Summers
Colleague at TiaaDes Moines Metropolitan Area, United States
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PK
Praveen Kumar
Colleague at TiaaPune, Maharashtra, India
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MM
Matthew Mccormack
Colleague at TiaaStaten Island, New York, United States
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LS
Lakhan Shrimali
Colleague at TiaaKarnataka, India
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Ali Abbass
Colleague at TiaaVilla Park, Illinois, United States
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NO
N. Owen Lake
Colleague at TiaaNew York, United States
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CM
Carlton Mason
Colleague at TiaaCharlotte, North Carolina, United States
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F. Scott Thomas education
B.A., Anthropology
Juris Doctor (J.D.), Law
Blair School Of Music (Music Performance) (Cello)
Diploma (High School)
Frequently asked questions about F. Scott Thomas
Quick answers generated from the profile data available on this page.
What company does F. Scott Thomas work for?
F. Scott Thomas works for TIAA.
What is F. Scott Thomas's role at TIAA?
F. Scott Thomas is listed as Senior Director and Associate General Counsel at TIAA.
What is F. Scott Thomas's email address?
AeroLeads has found 2 work email signals at @tiaa.org for F. Scott Thomas at TIAA.
What is F. Scott Thomas's phone number?
AeroLeads has found 1 phone signal(s) with area code 212 for F. Scott Thomas at TIAA.
Where is F. Scott Thomas based?
F. Scott Thomas is based in Charlotte, North Carolina, United States while working with TIAA.
What companies has F. Scott Thomas worked for?
F. Scott Thomas has worked for Tiaa, Federal Bar Association, American Council Of Life Insurers - Acli, North Carolina State Bar, and Parker Poe Adams & Bernstein Llp.
Who are F. Scott Thomas's colleagues at TIAA?
F. Scott Thomas's colleagues at TIAA include Troy P. Tretter, Erica Damato, Ricp®, Christy Blake, Kelsey Summers, and Praveen Kumar.
How can I contact F. Scott Thomas?
You can use AeroLeads to view verified contact signals for F. Scott Thomas at TIAA, including work email, phone, and LinkedIn data when available.
What schools did F. Scott Thomas attend?
F. Scott Thomas holds B.A., Anthropology from University Of North Carolina At Chapel Hill.
What skills is F. Scott Thomas known for?
F. Scott Thomas is listed with skills including Securities, Mutual Funds, Corporate Law, Mergers And Acquisitions, Investments, Hedge Funds, Investment Management, and Venture Capital.
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