Frank Cecere Email & Phone Number

Delivery of technology projects specializing in Investment Banking, Capital Markets, Regulatory Compliance, Risk Analytics Data and Reporting. We manage project teams in an Agile manner supporting the business strategy from business case through to initiation, requirement analysis, design, build, testing, implementation and closure.Consulting for Barclays Investment Bank within the Risk, Finance and Treasury Group as a Market Risk IT Delivery Lead. I manage UK and Americas regulatory initiatives - Global Markets Value at Risk (VaR) IT processes and reporting, Stress Period Determinization (SPD) testing in VaR, FRTB IMA, as well as legacy system decommissioning.

Charlotte, North Carolina, Us

Senior Agile Scrum Master / Senior Systems Analyst Capital Markets & Investment Banking Technology with domain expertise in fixed income electronic trading platforms, fixed income derivatives, credit derivatives, commodities, foreign exchange, equities, equity derivatives. Experienced working with Front office, Middle office, Back office, Quants, On-Boarding, Data Science, Compliance, Legal, and 3rd Party Vendors. Led Technology Delivery of comprehensive communications surveillance and trade reconstruction compliance coverage across asset classes, markets, and global regulations.Selected Achievements• Led the CIB delivery of Qualified Financial Contract (QFC) data to FDIC. This project helped Truist mitigate the risk of a Too Big to Fail scenario. QFC Reporting helped the business decide whether to transfer, disaffirm, repudiate, or terminate all QFCs for a particular counterparty.• As part of the BB&T - Suntrust merger to Truist, I led the delivery of selected infrastructure /application ecosystems away from downtown Atlanta to the new data center in North Carolina. This includes both on premise and cloud (Azure) business applications.• Successfully lead the e-communication data and swap dealer trade data integration to Bloomberg Vault. Integrated Email, Skype, ICE chat, EIKON chat, Voice data supporting FINRA regulatory guidance regarding the review and supervision of electronic communications. Trade data integration includes both Calypso swap dealer and Wall Street Systems (Foreign Exchange trades). This effort supported FINRA regulatory guidance regarding the review, supervision, and reconstruction of swap dealer trade data.

Charlotte, Nc, Us

Senior Technology & Operations Risk Officer - Governance, management and delivery of technology & operational risk practices for Wholesale Banking Technology. Manage and operate risk identification and control processes across the organization as well as perform risk assessments.Selected Achievements• As a Risk Officer partnering with Software Delivery Managers, I was able to successfully improve the control environment of SDLC delivery by creating a new control environment around the COBIT 5 framework. I collaborated across multiple areas to identify effective and practical controls and risk management techniques. I also advised key executives on ways to identify and monitor key controls aligned to the risk universe and regulatory requirements. • I Influenced the development of Key Risk Indicators on ITIL Processes and IT Service Management (ITSM) activities.

Norcross, Ga, Us

Coordination with CxO Executives, managers, and additional teams to help reach functional & operational targets by ensuring the ongoing process/system capability associated with multiple concurrent work streams. HIPAA 4010/5010 837 Claims reengineering , Performance Testing, OCR development, Lockbox file monitoring, Web-Service based HIPAA 835 Output generationSelected Achievements• As Technical Program Manager partnering with Bank of America, we successfully built out a new data center and an application platform that supported medical remittance processing and hospital claims processing for BOA healthcare customers.• With the assistance of CIO, COO, CTO we created a separate software company based in India founded on Open Source technology platforms. We named the company Ruby Software

Atlanta, Georgia, Us

Directed large scale capital markets technology deliverables. Technology enablement in hybrid derivatives, fixed income, foreign exchange, securitized assets, structured products. Asset classes include Swaps, Swaptions (Bermudans, Europeans), TLOCKS, CDS, Caps/Floors, Xccy Swaps, Forward Rate Agreements, Bonds, Futures, Future Options, FX Spots, FX Forwards, Equity Options. Supported CIO strategic development and implementation plans supporting front, middle, and back-office systems and technology. Supported Risk Management groups by managing build-out of capital markets datawarehouse and business intelligence reporting systems.Technology experience using Calypso, Imagine, Intrader, OPICS, LOAN-IQ.Selected Achievements:• Improved technology infrastructure and enhanced pricing strategies which increased trading revenue 55% over a three-year period. • Led Business Process Reengineering (BPR) of Derivatives Operations mitigating operational risk and remediated key IT audit and financial controls. • Initiated capital markets data warehouse and business intelligence efforts during 2009 financial downturn in an effort to improve data transparency for risk managers. These efforts enhanced credit risk resiliency scores.

Provider of software solutions and professional services through custom application development and integration of best in class technologies. Expertise in web development, distributed applications, database, client-server applications for Fortune 500 banking, insurance, telecom, and retail corporationsSelected Achievements• As a Senior Consultant, I successfully delivered Chubb's first release of a new claims workstation which replaced its 25 year old legacy system. This system saved Chubb millions of dollars in costs since the insurer was able to consolidate 10 - 15 claims offices. The system enabled Chubb’s claims professionals to handle all aspects of the claim process — including entering contact information, accessing claim history, writing and retrieving file documentation, and generating letters and other correspondence• As a Senior Consultant, I worked for start-up company Skillgames. We built a web site devoted to games of skill (as opposed to games of luck, which are legally defined as gambling), generated millions of dollars of capital with huge partners such as Disney, but with its offices located directly across the street from The World Trade Center, it closed right after the September 11 attack.