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Fen Dai Email & Phone Number
Associate Principal Analyst
at
FINRA
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 86%
Current company
Role
Associate Principal Analyst
Location
Washington DC-Baltimore Area, United States, United States
Company size
Who is Fen Dai? Overview
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Quick answer
Fen Dai is listed as Associate Principal Analyst at FINRA, a company with 83 employees, based in Washington DC-Baltimore Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Fen Dai.
Fen Dai previously worked as Financial Professional Freelancer at Numerous Clients and Associate Director Product Development at Ubs Sdic Fund Management Company Limited. Fen Dai holds Master'S Degree, Risk Management from University Of Southampton.
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Email format at FINRA
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FINRA
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Profile bio
About Fen Dai
15+ year financial sector experience with specialty in Financial risk management, Product lifecycle management, and Project / Program management; data experts in modelling and visualization; global citizen with oversea working experience in emerging economy; current CFA II and FRM holder and Master's degree
Current workplace
Fen Dai's current company
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6 roles
Fen Dai work experience
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Associate Principal Analyst
Current
Sep 2023 - Present
Financial Professional Freelancer
Numerous Clients
- Working in freelance projects for multiple financial institutions; strengthening financial expertise through certifications. Certificates obtained: CFA II, FRM IProjects:
- Prepared and conducted quality assurance reviews on legal documents for a hedge funds client
- Generated and submitted regulatory reports to governing bodies - CSRC & AMAC, for a Private Equity
- Optimized product portfolio, developed GTM and sales activation strategies for a financial institution
- Provided project management support incl. defining roadmap, tracking progress and cost for multiple clients
Sep 2018 - Jul 2023
Associate Director Product Development
- Lead full product lifecycle for 50+ mutual funds and separate managed products, in terms of research, product strategy, development, compliance and risk mitigation, product launching and sales channels establishment
- Led 50+ products with $3B+ assets, incl. mutual funds, commingled accounts, and separate accounts
- Decreased product development time by 8 days (average) by standardizing & optimizing processes
- Intensively collaborated and communicated with key stakeholder inside / outside of the company
- Generated quarterly and yearly reports on insights and proposed recommendations to the board
- Aligned product development strategy and legal documents with relevant regulations and policies
Nov 2014 - Aug 2018
Product Manager
- Facilitated end-to-end product development in Franklin Templeton Sealand; established product research & proposals, roadshow presentations, legal documents, and sales materials; actively managed discussions on product.
- Drove launch of 22 products, including mutual funds, commingled accounts, and separate accounts,
- Reviewed portfolio to strengthen product line, merging and/or closing 12 products
Jul 2011 - Oct 2014
Risk Specialist
- Responsible for implementation of SOX (Sarbanes-Oxley Act) and ICFR (Internal Control Over Financial Reporting) initiatives to identify & mitigate risks and ensure compliance
- Maintained and updated the Top Risk Assessment (TRA) process to proactively address potential risks
- Conducted interviews with various departments to perform gap analysis and proposed recommendations
- Conducted solvency stress tests, collected operational risk loss data, and prepared internal and external reports
- Proposed 55 action plans; tacked execution of said plans and supported control testing initiatives
- Minimized operational risk loss by 24% and improving customer satisfaction by 13%
Feb 2009 - Jun 2011
2 education records
Fen Dai education
Master'S Degree, Risk Management
Bachelor'S Degree, E-Business Management
FAQ
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Quick answers generated from the profile data available on this page.
What company does Fen Dai work for?
Fen Dai works for FINRA.
What is Fen Dai's role at FINRA?
Fen Dai is listed as Associate Principal Analyst at FINRA.
Where is Fen Dai based?
Fen Dai is based in Washington DC-Baltimore Area, United States, United States while working with FINRA.
What companies has Fen Dai worked for?
Fen Dai has worked for Finra, Numerous Clients, Ubs Sdic Fund Management Company Limited, Franklin Templeton, and Allianz.
How can I contact Fen Dai?
You can use AeroLeads to view verified contact signals for Fen Dai at FINRA, including work email, phone, and LinkedIn data when available.
What schools did Fen Dai attend?
Fen Dai holds Master'S Degree, Risk Management from University Of Southampton.
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