Fernanda M. Email & Phone Number

New York, New York, Us

New York, Ny, Us

* Built and managed tailored project plans and project governance frameworks to meet the needs of each unique project* Collaborated with the project team to ensure comprehensive documentation of requirements, assumptions, changes in scope etc. associated with projects and establish an audit trail to demonstrate these activities have been addressed*Enabled appropriate escalation of any item that may impact timely delivery or cause a change to the agreed scope

New York, Ny, Us

* Advised clients, financial advisors, and internal partners on firm policies and procedures to ensure compliance with industry regulations and tax laws* Improved the team’s website to showcase our approach and philosophy of wealth management* Oversaw various critical investment-related processes including trade suitability review, order validation, trade disclosures, and account activity review *Generate customized financial plans using risk analysis to determine the likelihood of success toward retirement and estate planning goals

Us

*Monitored trader activities to ensure compliance with Financial Industry Regulatory Authority (FINRA) regulations*Managed daily settlements and reporting of fixed income securities by processing trades, reviewing prices, andproviding back-up support to traders*Contributed to the monthly closing process by reviewing accounting reconciliation and processing invoices*Created a more user-friendly trading blotter spreadsheet to increase efficiency in the end-of-month accounting closing process*Compiled and maintained a company pitch presentation book to guide initial conversations with customers