Sharise S. personal email
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As an executive finance leader, I have led implementation of global SOX, enterprise risk management, and governance programs for multinational Fortune 50 companies in corporate and investment banking, corporate finance, and private banking sectors. My ability to define control objectives and monitor compliance is complemented by my deep knowledge of SOX 404 and 302, GAAP, PCAOB, and COSO standards combined with general ledger reconciliation and substantiation, user tools, and model standards. I am a self-starter with flexibility and capacity to take ownership of enterprise-wide policies, procedures, standards, and training for SOX compliance, internal control requirements, and centralized regulatory reporting. As an active participant in new business initiatives, I provide control insight and guidance for acquisitions, consolidations, and new accounting pronouncements. I have developed teams of qualified control specialists and partnered across organizations to offer coaching and mentoring sessions that enable all levels to continuously monitor risk, define scopes, and validate control design. Furthermore, I influence without authority, drive win-win solutions, and project-manage collaboratively across geographies, functions, and time zones to ensure high-quality deliverables across all lines of business. Let’s connect.
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Sox Compliance ManagerFirst Horizon BankUnited States
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Sox Compliance ManagerFirst Horizon Bank Jul 2018 - PresentMemphis, Tn, UsManage projects related to SOX 404, SOX 302 and Enterprise Risk Management. Expand awareness of control deficiencies by collaborating with internal and external audit leaders on walkthroughs and testing. Present compliance requirements to C-level leaders and Audit Committee members to highlight progress, test results, and assessment outcomes. • Streamline process flow and internal controls with emphasis on top-down risk assessment and business process scoping without sacrificing risk mitigation framework.• Coordinate with internal and external audit leadership to ensure coordination of efforts, consistent evaluation of control deficiencies and an awareness and leveraging of control initiatives.• Redesigned the SOC 1 review process for evaluating internal controls of external vendors. -
Vice President, Control OfficerJpmorgan Chase & Co. May 2015 - Jul 2018New York, Ny, UsOversaw SOX compliance and Operational Risk/RCSA programs for domestic and international business segments. Coordinated definition and timing of work streams, deliverables, and other milestones. Assessed programs to ensure they aligned with supervisory expectations, solved root causes and underlying issues, and engaged relevant stakeholders. Directed, coached, and mentored direct reports across all levels. • Mitigated operational risk across firm and supported businesses with drafting and tracking controls.• Established as primary point of contact and subject matter expert for SOX compliance initiatives.• Tracked and reported on RCSA program controls for each business unit; recommended action plans to mitigate specific risks.• Led monthly SOX Working Group encompassing all lines of business and IT SOX program managers. -
Vice President, Financial Reporting Control & Design GroupCiti Jul 2014 - May 2015New York, New York, UsDrafted monthly business, risk, compliance, and control reports for Committee review. Determined risk amounts of financial statement accounts across globe to enhance accountability and transparency of account ownership. Researched, reviewed, and reported operating expense governance, operational risk, staff-related control policy, balance sheet, and business management controls. • Responsible for end-to-end creation of process flow documents for SOX 404, SOX 302, and COSO across loans, deposits, and equity derivative products.• Assisted Controller in research and reporting within Institutional Client Group, a division operating in 100+ countries and territories with combined $14.3T in assets under custody, $1T of assets, and $500B+ in deposits. -
Vice President, Finance/ControllerCiti Jul 2009 - Jul 2014New York, New York, UsDeveloped corrective action plans for identified issues, including development and implementation of revised processes and templates. Reconciled accounts, managed business process flow documentation, and produced internal audit reports to uncover deficiencies and targeted areas for process improvements. Managed, trained, and mentored direct reports to achieve optimal performance output. • Spearheaded control assessment programs for Citigroup Private Bank, providing tailored wealth management services for the world’s highest-visible entrepreneurs and business owners. • Earned recognition from executive management in leading internal audits that corrected $10.2M in erroneous charge balances.• Identified 7 regulatory accounts misstated by up to 80% through quarterly variance analysis.
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Assistant Vice President, Operational Risk OfficerCiti Nov 2006 - Jun 2009New York, New York, UsOversaw risk assessment function for the Global Wealth Management division. Aligned business decision-making with financial, regulatory, and compliance policies, standards, and guidelines. Assessed internal control weaknesses and presented findings to leaders.• Developed and documented the RCSA process to identify key operational risks and enable departments to self-assess controls.• Provided direct and impactful support during sale of Smith Barney by liaising with external auditors to create and execute the project plan, resulting in on-time and seamless completion of sale.
Sharise S. Skills
Sharise S. Education Details
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Marymount Manhattan CollegeAccounting -
Zicklin School Of BusinessMaster Of Business Administration (M.B.A.)
Frequently Asked Questions about Sharise S.
What company does Sharise S. work for?
Sharise S. works for First Horizon Bank
What is Sharise S.'s role at the current company?
Sharise S.'s current role is SOX Compliance Manager.
What is Sharise S.'s email address?
Sharise S.'s email address is sh****@****hoo.com
What schools did Sharise S. attend?
Sharise S. attended Marymount Manhattan College, Zicklin School Of Business.
What skills is Sharise S. known for?
Sharise S. has skills like Risk Management, Banking, Financial Risk, Finance, Financial Services, Financial Analysis, Management, Internal Audit, Internal Controls, Capital Markets, Financial Modeling, Financial Reporting.
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