Debasish Banerjee Email & Phone Number
area 818
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Who is Debasish Banerjee? Overview
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Debasish Banerjee is listed as CEO at RND Resources, Inc. | www.finracompliance.com, based in Los Angeles County, California, United States. AeroLeads shows phone signal with area code 818 and a matched LinkedIn profile for Debasish Banerjee.
Debasish Banerjee previously worked as Founding member officer and Treasurer Investors Choice Advocate Network at Investor Choice Advocates Network and Elected Committee Member West Coast Region at Finra. Debasish Banerjee holds Mba, Finance from Thunderbird School Of Global Management.
Email format at RND Resources, Inc. | www.finracompliance.com
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About Debasish Banerjee
Specialties: BD, RIA, FCM, CTA registration, formation. Outsourced CCO, Finop and registered principal, PCAOB audit - certified, custody, SAS70, Independent risk review, manager selection, AML, BCP and "mock exams". GAAP based GL maintenance, regulatory reporting, compliance calendars, compliance help desk, 1017 applications to FINRA, no action letters, branch examinations, advertising and public communication, procedures manuals, code of ethics, tax returns, corporate books and records, Firm element CE.Currently seeking seed capital for a technology based accelerator platform for fintech firms requiring broker dealer registration compliance and operations.
Debasish Banerjee's current company
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Debasish Banerjee work experience
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Founding Member Officer And Treasurer Investors Choice Advocate Network
CurrentNon profit public interest litigation organization dedicated to small investors
Elected Committee Member West Coast Region
CurrentElected to represent broker dealers and regulatory issues to FINRA management
Chief Executive Officer
CurrentUsing my 33 years of experience in multi disciplined professional in securities regulatory practice, I am beginning a startup technology solution for fintech firms interested in a scalable, low cost of entry, single point accelerator platform to engage in registered securities disintermediation
Ceo
CurrentOutsourced Regulatory Compliance Consulting since 1984 to Broker Dealers, Registered Investment Advisers, FCM, Banks and Insurance agencies.Served over 320 firms. From being the firms CCO, Finop, registered principal and intermediary between firm and regulators.Professionally qualified by AICPA, PCAOB with licenses as S24,27,7,3,63,4,55,79 and 53.Very.
Debasish Banerjee education
Mba, Finance
Mba, Finance
Btech, Civil
Frequently asked questions about Debasish Banerjee
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What company does Debasish Banerjee work for?
Debasish Banerjee works for RND Resources, Inc. | www.finracompliance.com.
What is Debasish Banerjee's role at RND Resources, Inc. | www.finracompliance.com?
Debasish Banerjee is listed as CEO at RND Resources, Inc. | www.finracompliance.com.
What is Debasish Banerjee's phone number?
AeroLeads has found 1 phone signal(s) with area code 818 for Debasish Banerjee at RND Resources, Inc. | www.finracompliance.com.
Where is Debasish Banerjee based?
Debasish Banerjee is based in Los Angeles County, California, United States while working with RND Resources, Inc. | www.finracompliance.com.
What companies has Debasish Banerjee worked for?
Debasish Banerjee has worked for Rnd Resources, Inc. | Www.Finracompliance.Com, Investor Choice Advocates Network, Finra, and Rnd Resources Dba Sentry Solutions.
How can I contact Debasish Banerjee?
You can use AeroLeads to view verified contact signals for Debasish Banerjee at RND Resources, Inc. | www.finracompliance.com, including work email, phone, and LinkedIn data when available.
What schools did Debasish Banerjee attend?
Debasish Banerjee holds Mba, Finance from Thunderbird School Of Global Management.
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