Aml Compliance Manager
Current
Jan 2019 - Present
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Fiona King Email & Phone Number
AML Compliance Manager at Harcourts Grenadier
at
Harcourts Grenadier
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Current company
Role
AML Compliance Manager at Harcourts Grenadier
Location
Canterbury, New Zealand, New Zealand
Who is Fiona King? Overview
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Quick answer
Fiona King is listed as AML Compliance Manager at Harcourts Grenadier at Harcourts Grenadier, based in Canterbury, New Zealand, New Zealand. AeroLeads shows a matched LinkedIn profile for Fiona King.
Fiona King previously worked as AML Compliance Manager at Harcourts Grenadier and Manager to the Financial Services Industry at Self Employed Contractor. Fiona King studied at Hornby High School.
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Harcourts Grenadier
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Profile bio
About Fiona King
My career has mostly been in the Financial services industry, where I started in 1986. I have worked with a range of Intermediaries as my clients, from Financial advisers, Sharebrokers, Accountants, Lawyers through to Insurance advisers. I have been a subject matter expert on Unit Trusts, Managed Funds, Trustees, Wills and estates, and industry regulation introduced from 2010 on. I have also worked with High net worth individuals with many of my roles. I have presented at conferences and have been the key speaker at seminars to clients.
Listed skills include Business Development, Risk Management, Financial Services, Investments, and 22 others.
Current workplace
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13 roles · 20 years
Fiona King work experience
A career timeline built from the work history available for this profile.
Manager To The Financial Services Industry
Current
Self Employed Contractor
Available again for projects. Christchurch based and happy to travel as required. Recent projects have had a compliance focus in the Financial Services industry. You are welcome to call me for a confidential chat, cheers, Fiona 021370759
Mar 2015 - Present
Business Development Manager
Business Development Manager - role disestablished under restructure
Oct 2017 - Jul 2018
Project Manager - Investment Services
An exciting project to be working on, with 3 different projects running in tandem. Great to be working with the PG team on these.
Jul 2015 - Feb 2016
South Island Regional Manager
Led a team of 4 to deliver events and training to 5000 members across the South Island.
Jul 2014 - Mar 2015
Manager - Channel Support
National role based from Christchurch. AMP purchased AXA and I applied for this role under the restructure. I led a team of 8 based in the 3 main centres delivering technology solutions, regulatory, compliance and other support to advisers across NZ. * Created a technology solution to assist with new regulatory requirements; * Worked on the AMP Anti.
Dec 2011 - Dec 2013
Quality Advice Consultant
Axa New Zealand
AXA was bought and merged into AMP, I initially came to AXA on a 3 month contract to create an audit programme which looked to ensure adviser businesses had robust process and systems in place to comply with the upcoming Financial Advisers Act and other regulation. The programme identified issues and risks within the adviser business and then recommended.
Aug 2010 - Dec 2011
Project Manager
Self Employed
Self employed project manager to the Financial Services industry.I completed various projects. All were in the Project Management and Business Development field and were complete start up roles. The first 2 included sourcing and developing client lists for each firm: * Ocean Partners – Investment Bankers. * Intercap Funds Limited. * Investment World –.
2008 - May 2011
Business Development Manager
Created relationships with professionals to refer business. Promoted TEL Trust, Wills, and estate services. Covered the New Plymouth to Invercargill regions.A new role in a green field environment to set up referral sources across the Accounting, Legal, Financial Services, Banking and Corporates while growing estate planning awareness and the brand.
2006 - 2008
~2 yrs
Business Services Manager, Head Office
Professional Investment Services
Headed 3 business units, Marketing, In house Product distribution and Technical services. This role included managing a team of 9 and heading a very interesting project involving an Australian celebrity that was designed, developed and launched within my first 3 months there.
Apr 2005 - Jun 2006
National Sales Manager - Investments
Apr 2003 - Apr 2005
Self Employed Owner And Director
Canpak Limited
Apr 1999 - Dec 2004
Business Development Manager - Investments
Armstrong Jones - Now Called Anz Wealth
Aug 1993 - Apr 1999
2 education records
Fiona King education
Education record
Hornby High School
Education record
Templeton Primary School
FAQ
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What company does Fiona King work for?
Fiona King works for Harcourts Grenadier.
What is Fiona King's role at Harcourts Grenadier?
Fiona King is listed as AML Compliance Manager at Harcourts Grenadier at Harcourts Grenadier.
Where is Fiona King based?
Fiona King is based in Canterbury, New Zealand, New Zealand while working with Harcourts Grenadier.
What companies has Fiona King worked for?
Fiona King has worked for Harcourts Grenadier, Self Employed Contractor, Perpetual Guardian, Chartered Accountants Australia And New Zealand, and Amp.
How can I contact Fiona King?
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What schools did Fiona King attend?
Fiona King studied at Hornby High School.
What skills is Fiona King known for?
Fiona King is listed with skills including Business Development, Risk Management, Financial Services, Investments, Wealth Management, Portfolio Management, Strategic Financial Planning, and Business Planning.
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