I am passionate about driving innovation in the fintech space through effective compliance and operations management. Over the past 15 years, I have specialized in setting up and managing compliance and operations platforms that support a range of innovative products in the trading, investing, lending, banking, and money transmitter spaces, including the first social media platform for active traders.My career began with a pivotal role as Chief Compliance Officer at TradeKing and Zecco from 2005 to 2012, helping them launch and merge, leading them to become the 6th largest online broker in the US, serving over 500,000 customers and managing $2.6 billion in assets. This growth story culminated in a successful acquisition by Ally Bank for $275 million in 2016.Driven by a commitment to empowering fintech innovators, I founded InnReg in 2013. At InnReg, we partner with forward-thinking companies to navigate the complex regulatory landscape and optimize their compliance frameworks to maximize both functionality and revenue potential. We specialize in:- Crafting the most efficient regulatory structures tailored to each product's unique needs- Building comprehensive compliance programs, including UI and back-office processes for AML, KYC, trading (securities, derivatives, crypto), funds transfers, and fraud prevention- Enhancing the profiles of founding teams by integrating seasoned and respected compliance expertise- Establishing strategic partnerships with compliance-heavy vendors and service providers, such as banks, credit card processors, and clearing firmsI thrive on helping companies turn regulatory challenges into opportunities for growth and innovation. If you are building the future of fintech and need a compliance partner who understands the nuances of the industry, let's connect.