As a Director and Independent Consultant, I help financial institutions navigate risk and regulatory complexity through effective operational and enterprise risk management. Originally trained as a CPA I have over 25 years of experience in design and hands-on implementation of enterprise and operational risk frameworks for international investment banks.My core competencies include risk framework design and implementation, governance, risk identification and assessment, key risk indicator development, control remediation and quality assurance, independent testing and auditing, and regulatory response and operationalization. I have successfully delivered multiple consulting engagements for major clients such as Morgan Stanley and Wells Fargo. Prior to establishing my consulting practice, I was the Head of Third Party Risk Management for BNP Paribas CIB Americas. My mission is to strengthen the risk culture and operations of financial institutions and enable them to achieve their strategic objectives.
Harrison & Associates Consulting Llc
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DirectorHarrison & Associates Consulting Llc Aug 2022 - PresentSpecialist in development, enhancement, remediation and implementation of enterprise and operational risk management frameworks and methodologies. Select consulting engagements:Risk and Control Self Assessment (RCSA) coach:Provided guidance and actionable enhancement recommendations during a significant refresh of this major international bank's RCSA platform.
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Head Of Third Party Risk Management, Cib AmericasBnp Paribas Jun 2021 - Jul 2022Paris, FrResponsible for evolution and supervision of the end to end Third Party Risk Management framework for CIB Americas. -
Director - Inspection Générale: Operational RiskBnp Paribas Apr 2018 - Jun 2021Paris, Fr -
DirectorPwc Jan 2014 - Aug 2016Risk & Regulatory Advisory ServicesLed a range of engagements helping our top banking and insurance clients to respond and adapt to increasing regulatory expectations, with a focus on Enterprise, Operational and Compliance risk management.
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DirectorPwc Mar 2007 - Oct 2012GbFinancial Services, Banking and Capital Markets Advisory ServicesLed a range of performance improvement/operating model transformation related engagements for our top investment banking clients. -
Director - OperationsDeutsche Bank Private Wealth Management 2004 - 2007Frankfurt Am Main, Hessen, DeReporting to the Chief Operating Officer of Deutsche Bank Private Bank, led a range of strategic revenue generation and infrastructure enhancement initiatives. -
Executive Director - FinanceCibc World Markets 1996 - 2002Toronto, Ontario, CaOperating model transformation:Member of: Canadian Imperial Bank of Commerce (CIBC) Finance management team in London (1996 to 1998) and New York (1998 to 2003). Held leadership roles in a range of finance transformation initiatives for the UK and US operations.
Frances H. Education Details
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Australian Society Of Cpa'SAccounting -
University Of Technology SydneyEconomics And Accounting
Frequently Asked Questions about Frances H.
What company does Frances H. work for?
Frances H. works for Harrison & Associates Consulting Llc
What is Frances H.'s role at the current company?
Frances H.'s current role is Independent Consultant - Risk transformation, regulatory remediation and compliance.
What schools did Frances H. attend?
Frances H. attended Australian Society Of Cpa's, University Of Technology Sydney.
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