Francis Rivell Email and Phone Number

- Manage all client accounts or portfolios.- Determine which recommendations or advice to give regarding securities.- Solicit, offer, or negotiate for the sale of investment advisory services.

- Ensure the firm maintains compliance with all standards of the state regulatory agency.

- In charge of principal business unit, performing policy making function for the firm.

- Managerial authority to make decisions and enter into contracts on behalf of the business.- Owner of the company responsible for running day-to-day operations and business strategy.

- Collaborated with a compliance team to navigate regulatory framework for registration.- Directed all facets of business planning, licensing, operations, budgeting, and accounting.- Created firm logo, signature, card, website, social medias, and marketing outreach strategy.- Facilitated a comprehensive compliance manual, infrastructure, continuity plan, and code of ethics.- Detailed service offerings, fee structures, financial planning agreements, and client brochures, profiles, contracts, and annual review forms.

- Independently managed $13.14 million in assets, including ten different stock and bond portfolios totaling $8.82 million, while establishing a long-term vision and purpose for the family and its wealth.- Reconstructed and managed the ten portfolios with discretionary authority, employing tailored investment strategies focused on strategic asset allocation and tax efficiency. - Provided comprehensive end-to-end investment services covering all aspects of portfolio management including security selection, risk management, liquidity planning, rebalancing, reporting, and ongoing monitoring.

- Increased income for two LLCs by 45.31% and 83.51% per year.- Successfully valued, marketed, and prepped multi-building commercial properties while reconstructing and negotiating new contracts with a triple net lease and more favorable terms up to par with researched market value.- Recommended an undervalued multi-use investment property, led due diligence, and oversaw renovations, including conversion of an underutilized space into an additional unit, thereby increasing unleveraged yield by over 150%, enhancing property value, and providing investment diversification.