Francis Van Scoy, Cfa, Cpa, Caia Email & Phone Number

New York City Metropolitan Area

Roslyn Heights, New York, United States

Roslyn Heights, New York, United States

Greater New York City Area

• Responsible for the financial operations, reporting and compliance program for a global-macro strategy Registered Investment Advisor and Commodity Pool Operator comprised of one Master-Feeder and one standalone fund..
• Extensive exposure to all aspects of the firm: portfolio accounting, fund administration, trade operations, financial reporting, tax preparation, annual audit, investor relations and treasury responsibilities
• Reviewed and updated all written compliance policies and procedures and marketing materials
• Prepared quarterly and annual SEC and NFA filings: including 13F, Form PF, ADV, Form D and CPO PQR
• Updated legal and regulatory documents, including PPMs and the DDQ
• Monitored, reviewed and tested trading activities and portfolios for compliance with trading and investment guidelines, best execution and allocation matters

Greater New York City Area

Team member at fund launch. Familiar with third party service provider sourcing process and fund rollout. Assisted with alternative fund offerings, e.g. SMAs and Best Ideas offering. Assisted with the development of a cloud storage system of daily transactions/trade files to back up administrator and aid in the design of macros and tailored reporting..

Jersey City, New Jersey

Integral team member assigned with the development and implementation of policies and procedures designed to provide investors with confidence and independent third party validation regarding transactions and net asset values of their investments. Responsibilities included:Supervised and trained staff members, reviewed workpapers and fostered staff.

Greater New York City Area

Documented all internal control policies which facilitated the completion of the financial statement audit, K-1’s and tax returns within the budget and in a timely manner. Classified all positions held according to the FASB 157 fair value hierarchy. Was an integral member of a team responsible for instituting the bank debt settlement process and a team.

Greater New York City Area

Consistently completed all audits, K-1’s and tax returns before client agreed upon due dates. Instrumental in maintaining and expanding client relationships. Involvement with marketing the RSM McGladrey, Inc. brand.Select Responsibilities included:Managed and conducted all stages of Hedge Fund and Private Equity audits: including planning, fieldwork and.

Jericho, New York

Maintained and expanded client relationshipsConducted all stages of audits: including planning, fieldwork and preparation of financial statements Filed corporate and personal tax returns: 1120, 1120S, 5500, 1040’s and applicable state returnsHandled clients’ monthly and quarterly bookkeeping duties Filed quarterly and annual payroll and sales tax returns.

Melville, New York

Prepared income tax returns for partnerships, individuals, S corporations and C corporationsConducted financial statement audits: including detailed testing of balance sheet and income statement accountsHandled clients’ monthly and quarterly bookkeeping duties

Hauppauge, New York

Prepared monthly and annual financial statements and disclosures for three paper millsPrepared all journal entries, payroll analysis, numerous bank and loan reconciliations, calculated monthly inventories, fixed asset schedules and heavy account analysisSupervised Accounts Payable and Receivable clerksPrepared and filed payroll taxes in thirteen states for.

Farmingdale, New York

Prepared daily backlog, collateral and cash flow reports, marketing, travel and entertainment spreadsheets, commission statements for twenty salespeople, fixed asset schedules, bank and loan reconciliations, special project financing and filed highway use tax returns in three states Assisted Controller with monthly and annual closings