Consultant
CurrentSelf-employed consultant focused on the asset management industry. Currently engaged in a three-month contract to review compliance processes and operational processes for a large Canadian financial services firm.
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Frank Callaghan is listed as Consultant at Self-employed, based in London, Ontario, Canada. AeroLeads shows a matched LinkedIn profile for Frank Callaghan.
Frank Callaghan previously worked as Chief Compliance Officer at Canada Life Investment Management Ltd. and Senior VP, Finance & Operations, Chief Compliance Officer at Glc Asset Management Group Ltd.. Frank Callaghan holds Bachelor Of Arts - Ba, Economics from Queen'S University.
A senior financial services executive and Chartered Professional Accountant (CPA) with 30+ years in the asset management industry. A decisive leader with extensive experience successfully uniting personnel and integrating operations in the wake of mergers and acquisitions. Fosters a culture of operational excellence with a collaborative leadership style that can elevate organizational performance, unlock potential, and facilitate success in financial, operational, and compliance teams. As part of the senior leadership team contributed to and executed on business strategy. A trusted advisor, known for the development of strong positive working relationships across all areas of an organization.
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London, Ontario, Canada
Self-employed consultant focused on the asset management industry. Currently engaged in a three-month contract to review compliance processes and operational processes for a large Canadian financial services firm.
London, Ontario, Canada
Reported to the President and led a team of three compliance staff responsible for the creation of the regulatory oversight program at Canada Life Investment Management Ltd. (CLIML). Total mutual fund assets under management (AUM) of $14 billion across 95 funds. This role was in addition to primary responsibilities at GLC Asset Management Ltd. (GLC) while.
London, Ontario, Canada
Reported to the President and led a team of twenty individuals. Directed the financial reporting, capital management, business management, and compliance functions. Managed an annual budget of $22 million.
London, Ontario, Canada
Reported to the President and led a team of fifteen individuals that oversaw the firm’s operational and compliance functions. Responsible for the trade management processes, portfolio management reporting, and compliance oversight on 150 portfolios.
London, Ontario, Canada
Reported to the President and directed the financial, operational, and compliance unit’s start-up for an investment management subsidiary of London Life Insurance Company. Responsibilities included the creation of financial reporting and operational processes for the portfolio management teams. Managed team of six.
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Frank Callaghan works for Self-employed.
Frank Callaghan is listed as Consultant at Self-employed.
Frank Callaghan is based in London, Ontario, Canada while working with Self-employed.
Frank Callaghan has worked for Self-Employed, Canada Life Investment Management Ltd., Glc Asset Management Group Ltd., and London Capital Management Ltd..
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Frank Callaghan holds Bachelor Of Arts - Ba, Economics from Queen'S University.
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