• Responsible for income collection, asset reviews, corporate reorganizations, cash processing, free receipts and free deliveries.• Input Mutual Fund and ETF trades and verify trade settlement. • Interface with Barclays Wealth Trustees front office to resolve both operational and customer service related matters.• Ensure timely and accurate customer deliverables including trust reviews, statements and other client reporting needs. • Analyze daily AML files and compare versus prior records to ensure accuracy. • Oversee all daily trade settlement and failed trade resolutions and work with Operations team for any discrepancies.• Upload daily checks and wires records into AML feed for authentication • Work with the front office team to create unique asset pricing and valuation control.

• Operated as the Team Lead for the Gross Revenue Production Team within the Sales Compensation department. • Organized and completed a two day month end close to conclude month end revenue reporting.• Processed revenue and payout adjustments on a daily basis and during a rigorous month end close. • Prepared status updates from team members and compiled a status summary of the team’s deliverables for Management.• Validated all manual uploads submitted by colleagues and performed funding reconciliations on a daily basis using excel. • Prepared adhoc requests for senior management on audits and future compensation plan proposals.• Manually calculated and reviewed monthly payments for High Net Worth (HNW) Salespeople. • Managed projects and performed UATs (User Acceptance Testing) for enhancements to the Sales Compensation system. • Supported Branch Management and the Investment Representatives with detailed information on Production and Payout inquiries. • Calculated and validated compensation statements for the sales force and branch administration.

• Educated the Financial Advisors and Branch Management on the commission payout policy of Morgan Stanley Smith Barney and the effect a trade has on the Financial Advisors’ commissions. • Processed daily General Ledger entries which affect Branch P&L reporting.• Managed and audited commission payouts of two regions (126 branches), by addressing daily questions and concerns regarding client accounts, prior days trade activity and commission adjustments.• Work diligently on the month end close process to ensure all FAs compensation adhere MSSB Compensation plan.• Calculated and issued year end bonuses and EPP for all levels and thresholds that qualify.• Compiled historical commission records for legal proceedings.• Performed monthly reconciliations of the CORE commission system to the PeopleSoft payroll system. • Worked with IT to continually update and improve compensation systems. • Supported Morgan Stanley Smith Barney Private Client Division with the implementation of their compensation policy for MSSB Financial Advisors.• Executed a monthly Risk and Control Self Assessment on Gross Production Revenue for selected branches. comparing BUSINESS OBJECTS entries versus SOLAR entries.• Supported Branch Management and Financial Advisors with detailed information on monthly FA paychecks and statements. • Completed manual gross uploads for the Alternative Investment and Capital Management areas.