Frank Pecora Email & Phone Number

New York, New York, Us

New York, New York, Us

Frankfurt Am Main, Hessen, De

Monitored the global review cycle population’s review dates and tracked all files to ensure adherence to compliance timelines, sending delinquent files to off-board, demonstrating adherence to our regulatory bodies. Assured the integrity of the Client Lifecycle Management (CLM) review population by actively seeking data anomalies within our MI in order to maintain data integrity. Run analysis on MI anomalies in order to isolate clients determined to be “out of scope” for a given years review cycle, optimizing the caseload for the CLM department globally.

Frankfurt Am Main, Hessen, De

Corporate Finance is comprised of regional and industry-focused coverage teams, co-led from the bank’s hubs in Europe, the US and Asia Pacific, that ensure the delivery of the entire range of financial products and services to the banks corporate clients.Compiled and processed client reviews in an efficient and timely manner, ensuring minimal account closers while also upholding the highest level of KYC/regulatory standards. Interacted with clients directly in order to receive the documents necessary to complete KYC reviews, guiding them through the requirements and handling their company’s sensitive documentation with utmost respect and care. Escalated any potential, or material, AML, or sanctions risks discovered during the due diligence process to the appropriate parties.

New York, New York, Us

Citi Private Bank, a subsidiary of multinational banking conglomerate Citigroup, markets Private banking services for ultra high-net-worth individual clients, including entrepreneurs and senior corporate executives. It has 60 offices in 23 countries. Citi Private Bank's major competitors are JP Morgan Chase, Goldman Sachs, United States Trust Corporation, UBS, and HSBC Private Bank.Provide end-to-end support to Financial Professionals (FPs)/Relationship Managers (RMs) in compiling extensive customer compliance reviews in a timely and effective manner, minimizing account closures while ensuring KYC/regulatory standards are maintained. Guide financial professionals through the organization’s AML compliance/regulatory procedures as a subject matter expert and escalated any potential, or material, AML or Sanctions risks discovered during on-boarding or maintenance of KYC profiles to the appropriate vessel (BUCO, Direct Manager, ACRM, and/or FIU).

Us

Responsible for the Miami, Fort Lauderdale, West Palm Beach as well as Fort Myers markets.Maintained existing customer portfolios, prospected and qualified new leads, generated proposals, prepared sales quotes, and planned customer meetings to explain product offerings and how our services differentiated from competitors. Interfaced with key buying influencers to negotiate and close deals. Communicated marketing intelligence, along with field concerns, issues, and requirements to management.