Frank Testa Email & Phone Number

Bloomfield, Nj

Alliance Advisors is a multi-faceted corporate governance advisory firm that understands success lies in evolving with our clients and their needs.* Founded the firm's Market Surveillance Group.* Managed and trained a team of analysts to keep clients abreast of abnormal trading activity in their stock.* Increased revenues by providing exceptional customer service.* Provide feedback from investors regarding clients' outreach programs and investor relations efforts.* Work side-by-side with Proxy Solicitation Group to assist more than 400 clients annually of a successful proxy campaign.

New York, Ny

* Team leader with a focus on covering companies in the media sector.* Enhanced monthly stock reports by incorporating a "top-down" approach by analyzing the performance of the various asset classes, sectors, and specific stocks in the media sector.* Author of the monthly investor relations' topic.* Trained analysts on technical analysis and options.

Hoboken, Nj

* Earned Chartered Market Technician (CMT) designation.* Member of the Market Technicians Association.* Team leader with broad exposure to a dozen industry groups of small to large market capitalization companies.* Developed the Power Point & Figure Charting Method featured in The Journal of Technical Analysis.* Author of "Candlesticks: Shedding the Light on Pattern Analysis."* Enhanced the surveillance reports through the development of the Negative Event Stock Impact (NESI) Ratio and added value to reports by incorporating technical analysis.

* Instrumental in growing the Market Surveilliance business to more than 100 clients before being spun-off to CapitalBridge.* Drafted "fight letters" to defend clients in proxy contests and edited corporate news releases.* Developed a database of institutional voting patterns used to forecast the outcomes of non-routine proxy issues.* Interpreted trading patterns, including merger & dividend arbitrage, and communicated the impact these trading strategies had on shareholder valuation to clients' senior management team.* Interacted daily with traders, analysts, and portfolio managers in order to keep clients abreast of the major news and entities impacting the performance of the clients' stock.

New York, Ny

* Generated stock reports designed to keep investor relations clients' apprised of stocks' trading patterns and institutional shareholder changes.* Created various publications and research tools, resulting in a two-fold increase in sales.

New York, Ny

* Serviced all branch inquiries, including placing and correcting mtual fund orders.* Created training manual for trade adjusters.* Obtained Series 7 and Series 63 licenses.