Frank Chen Email & Phone Number

Sydney, Nsw, Au

Sydney, New South Wales, Australia

• Provide risk management services for brokers, market makers in trading multiple assets such as Gold/Foreign currency• Provide hedging advice on several assets based on price history and macro economy factors such as US monetary policy• Review suspicious trading accounts and provide risk advice• Communicating risk controls and practices to FX broker clients on daily basis, including risk mandate adjustment, risk monitoring and performance reporting;

Shanghai, China

• Publish full research report on TikTok ,China’s internet advertising sector and China’s e-commerce sector• Build and regular update valuation model for China leading internet companies such as BIDU/SEA • Provide quarterly review report on listed companies such BIDU/SEA based on quarterly financial statements • Arrange regular investor relations conference among listed companies and institutional investors

中国 北京市 海淀区

• Conduct research reports for potential finance projects such as mutual funds\auto-finance\real estate finance• Coordinate an investor education campaign with Asset Management Association of China • Project management of TikTok user growth team, providing daily and project based coordination service

北京

• Draft research report on world’s stranger social network platforms，including financial reports &user data analysis• Design and implement the whole process for Monetization department , including quarterly review and daily operation• Successfully increase parallel projects quantity by 50%,with an improvement in successful rate of 60% for all projects

Beijing City, China

• Make cold calls and arrange meet-ups with founders from all fields such as E-commerce\Fintech\Social Media• Help draft the full version of business plan and build up financial planning and forecasting for founders• Prepare roadshow and arrange meetings for founders with China’s leading Venture Capital investors• Lead a deal of investment of 1 million AUD in a leading Chinese Wechat Media start-up from leading venture capital• Lead a deal of investment of 6 million AUD in a chain clothing modifying business from VIPS (NYSE:VIPS )

Sydney, Australia

• Involve in assurance projects covering several industries such as Games/Media/Logistics• Involve in a risk assurance project for one of Australian Big Four bank covering credit risk, market risk &liquidity risk• Involve in a forensic project to investigate possible fraud in bank's trading team

Hong Kong

-Rotation in consulting and audit department. -Conducted legal research, tax research and prepared documents for setting up business-Performed individual audit projects and assisted to complete other projects for companies in different industries• Prepared audit plan and drafted audit reports ,both interim and final audit, -Selected samples of supportive evidence and conducted substantive tests .-Selected samples and performed transaction test and cut-off test for sales and purchase account• Prepared and sent confirmation letter to confirm the accounts receivable and accounts payable-Provided assurance service; Conducted stocktaking for more than 2000 physical assets -Used “Vlookup” “Sumif” function to prepare client’s trial balance to audited trial balance; -Performed walkthrough and substantive audit procedures for all significant accounts in balance sheet and income statementAchievement: -Successfully assisted senior auditor and manager to complete several audit projects; -Prepared 300 page audit report for three companies in trading and service industry;-Improved work efficiency of the assurance project by applying suitable software

Sydney, Australia

-Assisted manager to assess internal risk control for the UBS funds-Reviewed fund account performance of 12 managed funds statement-Presented financial statement comparatives of reports for more than 400 pages; -Undertook basic financial analysis of current UBS fund; Assessed tax condition for funds Achievement: -All of checked reports met the requirement; Acquired basic knowledge of fund accounting; Greatly developed communication skill and teamwork skill in a multinational company

Master Of Finance, Finance And Financial Management Services, Distinction Average Gpa3.7/4

Activities and Societies: Senior Resident in Burton and Garren Hall, chairman of Shanghai University Alumini Association( Canberra branch),

Bachelor Of Commerce (B.Com.), Accounting & Finance, Distinction Average Gpa 3.6/4

Activities and Societies: •Senior Resident in Burton and Garren Hall, •Firm Relation officer in Finance and Banking Society ANU branch.

Commerce, International Business, 86/100

Activities and Societies: •DJ at student radio station in Shanghai University • Group member of Junior Achievement Camp in Shanghai.

Education record