Assistant Manager - Income Processing/Corporate Actions Stock Plan Allocations Processed Income and Corporate Action allocations on Stock Plan system Assisted manager in all aspects of day to day operations Mentored two team members Communicated with Stock Plan Administration on any issues Liaised with our Retail income processing and corporate action teams to accurately process Stock Plan allocations

Managed staff of 3Processed and reconciled stock dividends allocations Processed international and domestic paymentsDaily use of SWIFT application, DTC, Euclid PCCommunicated with money managers on optional dividend events

Supervisor / Corporate ActionsProcessed voluntary corporate action•Supervisor corporate actions physical transfer dept.•Supervised staff of 5

Supervised staff of 5Settled international tradesMaintained custodian relationshipsDaily use of SWIFT application, DTC, Euclid PC

Reconciled firm and client accounts.FOCUS reporting on General Ledger unidentified accounts Supervised staff of 5Processing of Lost SecuritiesSecurity audit (quarterly box counts)

Responsible for the day to day operations of retail broker firm.•Trade processing and settlements•Corporate actions / Income processing•Account transfers•Payroll processing•Maintaining clearing house funding•Stock loan•Satisfying NASD and SEC audits•Accounts payable•Head messenger