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I specialize in helping emerging growth companies and have substantial experience advising and representing private and public companies, with particular emphasis in high-technology industries. As the cofounder of over 26 companies, I understand how to build companies. I spend a great deal of time providing introductions to investors, advisors and potential partners as part of my work. I began representing Venture and Private Equity Funds because of my work with emerging growth companies. Since 1986, I have been representing Venture and Private Equity funds in their fund raising and investment activities as well as their regulatory matters related to the Investment Advisors Act and the Commodity Futures Act. I have also represented a number of Broker Dealers with their regulatory issues with FINRA and the SEC. I started practicing law in the early 1980's in Palo Alto and moved to Minneapolis in 1989. I cofounded Aethlon Capital LLC, a Minneapolis investment banking boutique in 1995. Following Aethlon, I served as Executive Vice President, Director of Corporate Finance for Dougherty Securities, a Minneapolis investment bank. I returned to practicing law at Gray Plant Mooty from 2001 until 2012. I joined Rimon Law Group in Palo Alto in January of 2013.I am on the adjunct faculty of Santa Clara University Law School where I taught Business Organizations and teach Legal Issues of Start Ups, the University of St. Thomas where I taught a course on entrepreneurship, Saint Mary's University where I taught a Master in International Business course on entrepreneurship, and the University of Minnesota where I co-taught a seminar on entrepreneurship.Specialties: Venture capital fund formation and financings; Private and public securities work including initial public offerings, secondary public offerings, and mergers and acquisition. Investment Advisor, Broker Dealer and Commodity Futures law.
Captable.Io
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AdvisorCaptable.Io May 2016 - Present
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PartnerRimon Law Group Jan 2013 - Present
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DirectorVia Biomedical, Inc 2010 - Sep 2019
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Director Co-FounderEsportsfanz Nov 2014 - Apr 2019I co-founded eSportsfanz with three other co-founders in 2014 focused on the eSports market. -
DirectorPartners In School Innovation 2012 - Mar 2015San Francisco, California, Us -
PrincipalGray Plant Mooty Mar 2001 - Jan 2012Minneapolis, Mn, Us -
PrincipalRenaissance Law Group, Pa Jan 2003 - Dec 2008Managing Principal and Founder of Renaissance. Renaissance, while continuing to work closely with lawyers at Gray Plant Mooty, focused on providing general counsel services to a few select early stage companies in the medical and computer areas.
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Founder And CeoFinazz.Com Sep 1999 - Jan 2001Founder and CEO of Finazz. Finazz was formed to automate the Mergers and Acquisition process for companies.
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Executive Vice President, Director Of Corporate FinanceDougherty & Company Aug 1997 - Aug 1999Minneapolis, Mn, Us -
PrincipalAethlon Capital Jan 1994 - Aug 1997Minneapolis, Minnesota, UsI was a co-founder and Principal of Aethlon. I was in charge of legal and deal sourcing.I led the due diligence and investment process on several of our projects during the time I was at Aethlon. -
AttorneyDougherty Rumble & Butler 1994 - 1995
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AttorneyVargas And Associates 1990 - 1994
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Founder CeoVargas & Associates 1990 - 1994
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AttorneyWilson Sonsini Goodrich & Rosati 1984 - 1988
Frank Vargas Skills
Frank Vargas Education Details
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University Of California, Berkeley - School Of LawJd/Mba -
Harvard UniversityEconomics -
Rockhurst High School -
Visitation
Frequently Asked Questions about Frank Vargas
What company does Frank Vargas work for?
Frank Vargas works for Captable.io
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Frank Vargas's current role is Advisor at Captable.io.
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What schools did Frank Vargas attend?
Frank Vargas attended University Of California, Berkeley - School Of Law, Harvard University, Rockhurst High School, Visitation.
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What skills is Frank Vargas known for?
Frank Vargas has skills like Venture Capital, Start Ups, Mergers And Acquisitions, Entrepreneurship, Strategy, Due Diligence, Private Equity, Mergers, Leadership, Corporate Finance, Corporate Development, Investments.
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