Frederic Prat Email & Phone Number

Montreal, QC, CA

Montréal, Québec, Canada

• Due Diligence (including ESG aspects) and third-party risk assessmentCreate and fully operationalize a new financial crime prevention program:
• Prepare and implement frameworks (policies and guidelines), including a risk assessment methodology.
• Train targeted employees and manage the transition.
• Implement procedures, tools and recruit the necessary human resources within short deadlines.
• Produce quality deliverables with high added value for the organization.

Montréal, Québec, Canada

• Recognized as the “go-to” person within the organization for operational and reputational risk management, ensuring the mitigation of major risks in close collaboration with different stakeholders.
• Establish risk appetite statements for each of the major operational risks.
• Implementation of a supplier risk assessment.
• Review of governance framework and reputational risk assessment methodology.
• Create and coordinate a cross-functional working committee to manage the transition from LIBOR to Risk Free Rates; identification, assessment and mitigation of risks according to an appropriate timeline.

Montréal, Québec, Canada

• Manage a team of operational compliance professionals (AML/CFT) for large corporations, institutional sector and correspondent banks. Develop and maintain the risk management framework and operations monitoring.
• Complete set-up of a management structure with a team of highly qualified, multi-skilled professionals, capable of achieving set objectives with limited resources.
• Achieve a significant compliance turnaround for the Senior Vice President of Enterprise, avoiding potential fines from regulatory authorities.
• Optimize Desjardins Trust's activities, generating substantial savings: analysis of activities and development avenues, pricing revisions, and discontinuation of unprofitable activities.
• Successfully manage the project to sell the Immigrant Investors business line and set up an external partnership with the buyer for the benefit of both parties.

Montréal, Québec, Canada

• Manage a team of professionals in charge of supporting the sales and operations teams (middle-office activities) as well as operational compliance and risk management for the Immigrant Investor Program and corporate.

Montréal, Québec, Canada

Middle-office activities for the Immigrant Investors program and, from 2010, corporate fiduciary services. - In charge of operational compliance and risk management.- Supervision of a team of consultants responsible for analyzing immigrant investor files.

Région De Montréal, Canada

- Promotion and sales of banking services for commercial accounts.- Collective savings representative.

Région De Bordeaux, France

• Selling suitable financing products in the Toulouse, Bordeaux and Poitiers divisions, with portfolios ranging from 20 to 40 million in turnover.
• Constantly exceeded sales targets.
• Strengthen customer loyalty.