AlphaNotes is a Financial Products Company specialized in Exchange Traded Products (ETPs). AlphaNotes issues ETPs in the form of Global Notes listed on the Vienna Stock Exchange, accessible via Euroclear to investors globally, with an ISIN/CUSIP, and readily available pricing on Bloomberg, SIX Financial and Thomson Reuters.AlphaNotes Principals are experts in the area of structured finance and have extensive experience in capital markets in every major jurisdiction.

FlexFunds is a leading provider of investment vehicles that allow financial institutions, asset managers and family offices to create efficiencies and expand access to investment strategies globally.

Pershing is the industry's largest global business solutions provider serving more than 200 international financial organizations and doing business in more than 60 markets. Turn to us for a one-stop, full-service global solution with integrated, multicurrency clearing and execution, plus a full range of global resources.Pershing offers unequaled experience built over seven decades of serving financial organizations of every size and business model. Pershing's market leadership enables us to make an exceptional investment in your success. We offer state-of-the-art technology, a highly reliable and scalable infrastructure, and a host of innovative products and services to help you expand your offering.

Marco Polo Network Inc. (“MPN”) is the largest independent platform for electronic trading of securities listed and traded on Emerging Markets exchanges and currently provides electronic trading access to brokers in 42 countries and over 70 international exchanges through a network of 120 + in-country broker dealers.MPN is a Delaware incorporated company and is partially owned by the New York Stock Exchange, the International Finance Corporation, the private sector arm of the World Bank Group and Daiwa Securities & Sumitomo Bank.

Marco Polo Securities Inc. is a global agency broker dealer at the forefront of emerging markets. We offer the simplicity of a single electronic connection to the widest range of markets and brokers available today.Marco Polo Securities Inc., a wholly owned subsidiary of Marco Polo Network and a FINRA registered broker dealer.

Pershing LLC is a subsidiary of The Bank of New York Mellon Corporation, the nation's oldest continuously operating bank, and one of the world's leading providers of securities services. Pershing has approximately $718.5 billion in assets held in custody. Our parent company, The Bank of New York Mellon Corporation, has $19.5 trillion in assets under custody and administration.

Institutional Sales

International Settlements- Managed a department of 13 people providing clearing in 70 countries.- Set up direct clearing relationships with European Central Security Depositaries.- Euro Project Leader and Y2K coordinator.