Gabriel D. is a Chief Complance Officer at Regal Securities. Colleagues describe him as "Working for Gabe was not only a privilege, but a truly enjoyable professional experience. His compliance expertise was extremely valuable, especially during regulatory audits and when working with Senior Management to develop compliance policies. He consistently demonstrates a high degree of compliance expertise and an outstanding understanding of the financial markets, products and operations. He led our department through several management changes and trained many different managers and employees. As a manager, he was sensitive to employee concerns as well as the corporate goals. His ability to communicate and teach makes him an outstanding leader and Chief Compliance Officer. He knows the financial industry very well and I would not hesitate to recommend him as a compliance consultant or as a senior financial officer." and "Gabe is a seasoned Compliance Officer with a wealth of knowledge. He is professional in his approach, able to multi task and work on complex issues. I would recommend Gabe for a Chief or Senior Compliance role in either the equity or fixed income trading areas, as well as, general full service broker or dealer."