Gail Wallach Email & Phone Number

New York, New York

-Managed regulatory compliance for this NY domestic insurer with braches in Japan and Singapore, and subsidiaries in Oklahoma, Australia, Mexico and the UK-Extensive interation and negotiations with NYID, other state and foreign insurance departments; successfully licensed subsidiary in Mexico and branch in Japan-Managed all aspects of financial and market conduct examinations; result: 5 "clean" Reports with very minor recommendations, if any-Worked closely with Finance Department to manage financial reporting, monitored "stacking limitations, investments, share repurchases, repayment of surplus notes, payment of quarterly interest and other account balances, established bank accounts, drafted and negotiated investment management and bank custody agreements-Drafted agreements and obtained regulatory approval of affiliate transactions including, service, reinsurance, tax allocation, net worth maintenance and investment management agreements-Obtained regulatory approval for over $500M of capital contributions and over $140M of dividends -Oversaw regulatory filings including, amendments to holding company registration statements, NYID Reg. 53, avian, pandemic, and anti-fraud-Oversaw development of endorsements and policy form filings-Drafted and negotiated reinsurance contracts, and NYID Reg. 114 trust agreements-Extensive interaction with third-party reinsurers, obtained facultative reinsurance, drafted reinsurance memoranda, responded to reinsurers' inquiries, and coordinated due diligence reviews-Rendered general corporate advice on a day-to-day basis; assisted in preparation of board materials, drafted and amended corporate charters, by-laws, director and shareholder resolutions, and corporate minutes-Negoiated contracts with outside vendors and other third parties-Oversaw world-wide trademark registration and renewal, and risk management program -Prepared and filed 8K's with the SEC, and FRY 7's and 10's with the Federal Reserve

-Represented and counseled major NY domestic, foreign, and alien insurance companies, including life, health, and p&c, reinsurers and intermediaries, agents, brokers, and excess lines brokers; and U.S. and foreign corporations, banking institutions, and investment banks-Conducted regulatory compliance, including negotiations with NYID and other state insurance departments regarding multi-state licensing projects, statutory investments, transactions within holding company systems, product development and policy form filings, acquisitions of "controlling" shares of an insurer's stock, market conduct and financial examinations, and disciplinary proceedings-Rendered general corporate advice to clients on a day-to-day basis -Drafted and amended corporate charters, by-laws, shareholder resolutions, confidentiality agreements and merger agreements

Law

Participant, National Institute of Trial Advocacy Program, 5/86

International Law Program

O

B.A., Religion

One Year Program