Legal- Review all contracts / agreements sign by the Group;- Draft and finalize business agreements, contracts and statements;- Monitor and work with Law firm to ensure quality of proceeding documentations;Compliance- Deal structure and Business Project advisory;- Handle Authorities inspection, enquiries and licensing matters for 3 licensed Co.; - Set up and enforce the Group Internal Control & Operation Policies;- Undertake KYC checks and AML reviews;- Host internal training to all staff.Risk Control- Conduct Risk & Compliance Assessment and other surveillance checks;- Director of Sunfund Securities Limited and oversee Margin Financing Business;- Responsible Officer of 3 Regulated Activities (Securities Trading, Advisory, Asset management)

- Oversee Margin Financing Business;- Review and update all Internal Policies;- Work with Compliance Department to govern Regulated Activities business;- Deal Analysis and Risk Assessments;- Prepare Virtual Asset trading platform Project for SFC sandbox.

- Daily Market/ Equity Analysis for Dealing Department; - Risk Analysis on Client’s Portfolio;- Review Policy and Procedure for Margin trading activities;- SFC enquiries handling;- Requirements gathering/workflow design;- Business Review, Forecast and Reporting;

- Work under Sales Director and provide all rounded support to sales teams.- Research on Fund Products and global market trend- Product Research on insurance products;- Issue Analysis Reports and Prepare sales materials;- Organize Product Training;

- Intra-day proprietary trading on stock derivatives.

- FX Trading Platform/ BO enhancements;- Client Migration Project;- Payment Gateway implementation;- Prepare UAT test plan and health check procedures; - Perform UAT