Gaurav Dave Email and Phone Number

Client: UBS Asset Management ESG SFDR implementation

Working as FA/IT BA for the Impact analysis of EMIR Refit regulation on transaction reporting of the bank. Responsibility:• Gap analysis and data mapping exercise on the new reportable fields as per EMIR ReFIT• Analysis and data mapping exercise of the historic trades which are reportable in line with the latest technical standards• Analysis to update control framework for the error codes in line with the response files expected from ESMA

Client: TrafiguraImplementation of RegTech product AxiomSL to report OTC trades under regulatory regimes across juricdiction's like DoddFrank, EMIR, MAS and FinFrag.

Client: TrafiguraImplementation of RegTech product AxiomSL to report physical trades as part of Switzerland REMIT regulation.

Client: Deutsche BankWorked on cross assets(Equities and Commodities) and cross Jurisdiction(EMEA, APAC & Germany), MIFID II project. Working on a portfolio of change programs arising from on-going regulatory impact involving post trade transparency and execution, record keeping, trade and transaction reporting, Commodities Position Reporting and, Clock Synchronization and Time Stamps. Responsibility:• Analysis and documentation of business requirements from regulatory text published by ESMA (Regulators)• Confirming nature and scope of change with Impact assessment of changes• Identification and analysis of solutions • Interpret business requirements into system requirements. • Where appropriate, act as a bridge between the technical analysts and the Developers/Technical resource to ensure correct implementation of requirements. • Build relationships with key business and IT contacts and facilitate the flow of information between IT and the Business.• Develop effective relationships across the business, Global Technology and the wider change management community

The Regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) introduces a key information document (KID – a simple document giving key facts to investors in a clear and understandable manner) covering not only collective investment schemes but also other ’packaged’ investment products offered by banks or insurance companies.Worked as reg BA, and prepared use cases and BRD documents. Further worked as front to end BA for regulatory implementation and solutions. Key Accountability:• Work with the business at the inception stage of the Project to help articulate benefit cases and create initiation documents, produce plans and track against them• Assist in all relevant stages of the Project's lifecycle including analysis, design, test & deployment/go-live• Define and input comprehensive documentation, including project plan/ milestones, business requirements, process flow diagrams and management/ project status reporting• Develop and communicate the regulatory change requirements with key shareholders from across the globe• Vendor relationship management experience

Worked as Functional Analyst for Dodd Frank/EMIR/ASIC/Canada implementation. Responsibilities include preparing/overseeing requirement specifications (both BRD and FSDs for Equities), NFRs and MIS requirements. Well versed with the trade booking applications like markitwire (swapswire)and dbTicket, and middle office GED (global equity derivatives) to process equity trade and apply transformation business logics. Also i have worked in OTC Derivative reporting - Eligibility Requirements, UTI Generation, DTCC submission requirements, Exception Management, processing DTCC responses, non functional requirements, MIS KPI reporting GUI for DTCC responses. Well versed with Canada, Australia and Russian reporting requirements as well.

(INFY) provides consulting and IT services to clients globally - as partners to conceptualize and realize technology driven business transformation initiatives.Finacle CRM is an add-on product to Finacle Core Banking Solution where Customer miscellaneous Data is managed. I am working as an Associate Consultant for Finacle CRM team for a customer in United Kingdom currently. My responsibilities include consulting, gathering requirements, carrying out workshops for the bank on existing functionalities in CRM and suggesting solutions for the requirements. Involved in suggesting technical solutions and also work on finding out a Proof of Concept for new requirements that come up from discussions.