Gaurav Garg Email & Phone Number

Charlotte, Nc, Us

New York, Ny, Us

Supported multiple applications:• Managed a global team of over 25+ business consultants, project managers, scrum masters, and developers, delivering risk and compliance solutions.• Led the implementation of Integrated Risk Management (IRM) solutions for multiple lines of defense using RSA Archer, covering business profiles, governance, policy management, compliance, and audit.• Led a team to implement an internal control solution for validating financial and non-financial reports.• Led a team to implement a capacity planning and chargeability management solution using Power Apps and Power BI.• Supported the hosting of a vendor application within the client’s infrastructure, including release planning, design sessions, and implementation.

New York, Ny, Us

• Extensive experience in designing and implementing comprehensive risk management frameworks, including risk appetite, taxonomy, control assessments, scenario analysis, policies, operational incidents, and GRC tools.• Deep expertise in internal control and audit projects, such as developing a robust risk controls self-assessment (RCSA) process with both internal and external quality assessments.• Skilled in vendor management and overseeing application lifecycle management in alignment with enterprise strategy.• Acted as the primary point of contact for budgeting, strategy definition, planning, execution, executive communications, and stakeholder relationship management.

New York, Ny, Us

• Led a global cross-functional team of over 30 members, including business consultants, developers, testers, and project managers, to establish an Enterprise Tax Center of Excellence (COE).• Implemented technology solutions covering the entire tax lifecycle, including tax form validation, withholding, and reporting. This enabled the COE to handle governance and operational duties, continuous audits, improvements, tax filings, and annual reporting to the IRS, local jurisdictions, and customers.

New York, Ny, Us

• Conducted a comprehensive tax technology assessment (Chapters 3, 4, and 61) across 49 Lines of Business (LOBs) within Wholesale Banking and presented the target state technology architecture and recommendations to senior management.• Led a team of over 15 business consultants, developers, and testers, and spearheaded the interim solution for customer tax filing using SOVOS.

• Directed the submission of CCAR and DFAST reports using AxiomSL.• Served as a trusted product owner, overseeing the delivery and review of data mapping and reconciliation for generating 14A and 14Q schedules.• Implemented comprehensive solutions for Basel RWA, capital compositions, capital transitions, and regulatory instruments.• Led the submission of FR Y-16, FR Y-9C, FFIEC 031, and other custom reports.

Bangalore, Karnataka, In

• Oversaw risk data sourcing for BCBS 239, EPS, and CCAR (FR Y-14 M/Q/A/9C).• Developed data models, a rules engine, and provided production support for risk entities such as cash, securities, counterparties, OTC (Repo/Reverse Repo/TBF), FIs, ETFs, and options.• Led the submission of Liquidity Coverage Ratio (LCR) reports using AxiomSL and Business Objects for global and local entities.• Rolled out Liability Management Rating (LMR) reports, asset and liabilities reconciliation, and counterparty risk reports for HKMA.• Monitored deliverables/releases for market risk applications (variance, back testing, and stress testing), resolving business exceptions and maintaining daily communication with all stakeholders.

Bangalore, Karnataka, In

• Led the automation and reconciliation of accounting and custody positions, defining inputs and outputs for corporate action processing, risk management, data computation, and enrichment.• Managed both onsite and offshore teams, coordinating daily calls with teams across US and China time zones.

Bangalore, Karnataka, In

• Led a team of business analysts, developers, and testers to implement fund accounting and taxation technology solutions for Germany, Austria, and the UK.• Analyzed taxation laws related to accumulation and interim distribution.• Reconciled dividends, capital gains, interest income, and PVal reports, ensuring alignment with trial balance and general ledger accounts using Eagle Star and other fund accounting applications.• Designed and defined business process diagrams in Lombardi (BPM).

Es

• Served as the primary point of contact for resolving exceptions related to account opening, maintenance, anti-money laundering (AML), fees, trades (cash, equities, FX, swaps, etc.), settlements, funding nostros, custodian, and asset data services.• Played a key role in the acquisition of Edward Jones by Towry Law and the subsequent business conversion onto SEI WMP.

Bangalore, Karnataka, In

• Developed a risk reporting framework to create dashboards and analytics reports.• Designed a processing framework for data retrieval from Bloomberg and other pricing systems.• Monitored trading exceptions and verified anti-money laundering (AML) alerts.

Gurugram, Haryana, In

• Collaborated with business analysts, developers, and testers to develop a payments and billing system for Alitalia and KLM Airlines.

Usa, Level 1

Masters In Finance

B.E., Information Technology