Gavin Sheldon Dippfs Email & Phone Number

QCF Level 4 Diploma qualified, a proven track record for improving quality and performance in financial services compliance and risk management. Extensive hands on experience of risk identification, training and competency framework, coaching and development, regulatory investigations, complaint investigation, back book investigations, management and file checking. Total of 33 years within the financial industry with experience of managing a team of file checkers, as well as consulting directly with Sales Managers and Financial Advisers. Professional Qualifications and DevelopmentFinancial Planning Certificates parts 1, 2 and 3 attained between February 1995 and March 1996.CII level 4 Diploma in Financial Planning (QCF) achieved March 2012.Mortgage Advice Qualification (MAQ) attained December 2003.Equity Release (ER1) attained June 2009.RO1 – Financial Services, regulation & ethics attained November 2010.RO3 – Personal Taxation attained August 2011.RO4 - Pensions and retirement planning February 2018.RO6 - Financial planning practice attained March 2012.Aviva Supervisor Excellence Programme authorisation/status attained October 2011.Aviva enhanced authorisation courses attended and passed for Equity Release and Pension AnnuitiesAviva Adviser Excellence Programme authorization/status attained November 2011

Listed skills include Coaching, Auditing, Quality Assurance, Risk Management, and 46 others.

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  Earlham High School