Gemma Constable Email & Phone Number

Bournemouth, United Kingdom

Temporary role:Monitoring telephone calls, raising any suspicious calls to MLRO.Creating, analysing market abuse reports and reporting any suspicions.Analsing 3rd party payments.Reviewing high risk accounts ensuring all AML documentation received and analysing transaction history.

Mayfair

Contracted role for AML project for High Risk Clients. Currently carrying out Worldchecks, LexisNexis reports on all directors, benficial owners, shareholders, companies and individuals. Providing MI stats, Taking a risked based approach and communicating with Client Relationship Officers with any queries.

Responsible for overseeing the new accounts team, screening and monitoring client, beneficiaries, owners and trading activities against sanction and watch lists such as OFAC, FSA and HMRC.Transaction Monitoring, identifying and reporting potential incidents of market abuse to the MLRO. Including maintaining and generate reports and indicators on AML.

Working in the Financial reporting team analysing and data Input of reports for the release of the Financial Annual Report.Having to have a great eye for attention and liaising with printers on design and input of report information and spreadsheets

Processing all applications by carrying out due diligence checks on all individuals ensuring they were fit and proper in line with the FSA guidelines.Liaising with all Training & Competence officers to arrange the initial assessments. Liaising with the Business Development Managers and applicants regarding the status of their applications

London, United Kingdom

Working in the compliance department owning the recruitment and referencing process of appointing new representatives.Processing all applications by carrying out due diligence checks on all individuals ensuring they were fit and proper in line with the FSA guidelines.Inviting all applicants to induction courses and setting them up with tests on an online.