Gene Lopez

Gene Lopez Email and Phone Number

Retired @ FINRA
Saint Michaels, MD, US
Gene Lopez's Location
St Michaels, Maryland, United States, United States
Gene Lopez's Contact Details

Gene Lopez work email

Gene Lopez personal email

n/a
About Gene Lopez

Gene Lopez is a Retired at FINRA. He possess expertise in securities regulation, securities, finra, aml, broker dealer and 13 more skills.

Gene Lopez's Current Company Details
FINRA

Finra

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Retired
Saint Michaels, MD, US
Website:
shorerivers.org
Employees:
83
Gene Lopez Work Experience Details
  • Finra
    Retired
    Finra
    Saint Michaels, Md, Us
    View
  • Shorerivers
    Board Member
    Shorerivers Jan 2021 - Present
    Easton, Maryland, United States
    View
  • Finra
    Retired
    Finra Jan 2014 - Present
    View
  • Finra
    Senior Counsel
    Finra Aug 2007 - Jan 2014
    View
  • Rolles Creek Consulting Llc
    Ceo
    Rolles Creek Consulting Llc Jan 2015 - Apr 2021
  • Fenwick Consulting Llc
    Ceo
    Fenwick Consulting Llc Jun 2006 - Aug 2007
  • The Nasdaq Stock Market, Inc.
    Senior Vice President
    The Nasdaq Stock Market, Inc. May 1994 - Jun 2006
    View
  • Sec
    Assistant Director
    Sec 1988 - 1994

Gene Lopez Skills

Securities Regulation Securities Finra Aml Broker Dealer Capital Markets Corporate Governance Equities Financial Regulation Financial Services Hedge Funds Mutual Funds Options Sec Securities Litigation Series 24 Series 7 Trading

Gene Lopez Education Details

Frequently Asked Questions about Gene Lopez

What company does Gene Lopez work for?

Gene Lopez works for Finra

What is Gene Lopez's role at the current company?

Gene Lopez's current role is Retired.

What is Gene Lopez's email address?

Gene Lopez's email address is ge****@****ast.net

What schools did Gene Lopez attend?

Gene Lopez attended Saint John's University School Of Law, Cathedral College.

What skills is Gene Lopez known for?

Gene Lopez has skills like Securities Regulation, Securities, Finra, Aml, Broker Dealer, Capital Markets, Corporate Governance, Equities, Financial Regulation, Financial Services, Hedge Funds, Mutual Funds.

Who are Gene Lopez's colleagues?

Gene Lopez's colleagues are Bethany Ziegler, Kristin Junkin, Rebekah Hock, Jennifer Klug Vaccaro, Darran White Tilghman, Matthew Pluta, Maegan White.

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