1. Engaged in asset management and investment bank division work: conducted investment analysis, data compilation, and client due diligence investigation; conducted tracking studies on A/H-share market, and wrote analysis and assessment reports; constructing financial and P&L models on potential investment projects; participated in other relevant ad hoc work. 2. Carried out client credit analysis and due diligence investigation; analyzed the positions of the company, evaluated the value in pledge and control the risks in security, futures and other derivative products; identified business risks, monitored the trend of asset changes, conducted specialized research on major risks of the company, and gave risk rating and assessment report.3. Drafted various legal documents, including board resolutions and project application forms. Identified compliance risks of subsidiary companies and monitored internal procedures to ensure it conform to the requirements of SFC. Dealt with ad hoc compliance-related issues timely and report to the management of the company and corresponding regulatory body.4. Arranged diversified training programs, including CPT of the SFC.

1. Established “Enterprise Assets and Liability System”; cooperated with Asset Management, Finance, and IT departments in data mapping; integrated and matched data between the Risk Management Division and Finance Division; improved control analysis on different banking businesses; cooperated with the Moody’s to reconstruct internal system.2. In accordance with the SFC requirement, established A-IRB system , designed risk assessment models based on the big data of the bank, using binary/ternary tree, Black-Scholes Model, logit, etc.3. Generated and analyzed cash flow data from multiple product systems including futures, options and OTC, etc.; Post-Calculation for the product system, using Access, SQL, VBA to do quality analysis and assurance; reported to the Asset and Liability Committee on a weekly basis.