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@appliede.com
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4 phones found area 631
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George Daniel Eagan is listed as Chairman & CEO appliedE, Inc. Huntington NY at appliedE, Inc., based in Huntington Station, New York, United States. AeroLeads shows a work email signal at appliede.com, phone signal with area code 631, and a matched LinkedIn profile for George Daniel Eagan.
George Daniel Eagan previously worked as CEO at Appliede, Inc. and Areas of Expertise at /. George Daniel Eagan holds Master Of Business Administration - Mba, Finance, General from Mcgill University.
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AeroLeads found 1 current-domain work email signal for George Daniel Eagan. Compare company email patterns before reaching out.
PROFESSIONAL PROFILE Senior Compliance and Anti-Money Laundering Expert with extensive knowledge with investment/new Product Policy and Procedure operations, Quality Assurance and Control/Dodd Frank, Investment Banking, Fixed Income, Equities and Mezzanine Financing. Significant investment product advisory experience providing in-house clients with compliance and agency for large Fortune 100 financial services companies, strong investment products compliance knowledge, leadership, marketing money capabilities, written/oral and presentation communication skills, adept at managing transactional relationships with executive management, regulators including state agency departments, SEC and FINRA. I successfully marketed investment management capabilities to public funds, foundations, endowments, and retirement funds. Hired, managed, coached, educated and trained trading sales/analytical support areas, professionals and educated sales force on investment processes with related philosophy. Managed money programs (equity and fixed income) for Tier 1 and 2 institutions, managed Risk Investment Product Group, created an Asset Management Division, research and identified taxable and non-taxable investments in the institutional marketplace.I was instrumental as a business developer for a start-up video conferencing company and a beneficial $14 million merger. Researched, tracked provided financial services and product development included but not limited to M&A advisory, private placement and public offerings for technology companies. Most recently, served as consultant on various multi-faceted BSA/AML KYC, USA PATRIOT Act Requirements and Regulation, and Global Sanction projects for leading global financial/investment institutions.
Listed skills include Financial Services, Leadership, Entrepreneurship, Equities, and 46 others.
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Founded award-winning start-up Software Company to deliver auditing and recording solutions for legal and regulatory compliance in the risk management market.Hired and managed a 20 PHD Computer Science team to assist in the development of this four (4) year-long project at the Long Island High Technology Development Center at Stony Brook, New York.Invented.
Systems utilized are Norkom, LexisNexis, Dun and Bradstreet database, KYC database, Office of Foreign Assets Control (OFAC) database, Financial Crimes Enforcement Network (Fin CEN) databases, Financial Industry Regulatory Authority (FINRA) database, U.S. Securities and Exchange Commission (SEC) EDGAR database, internet sites and Google system to conduct.
New product developmentFinancial Structuring Quality Assurance and Control,Dodd Frank,Investment Banking, Fixed Income, Equities and Mezzanine Financing,Regulatory compliance Staff management and developmentRisk identification and assessment Operational management/ regulatory compliance, Counter Terrorist Financing risks.Monitoring and Testing.
Zurich, CH
Alert review project on Correspondent and Investment Banking related activities via conducting screening on existing and prospective clients on respective key personnel, directors and beneficial owners against proprietary system applications and external databases to uncover adverse media, OFAC sanctions risk and/or politically exposed persons.
Jersey City, NJ, US
Customer due diligence file reviews based on Lines of Business, Compliance Review function and Corporation Compliance standards and country specific regulation to identify high risk businesses, products, geographies related to financial crimes and reputation risk and proactively escalate for Enhanced Due Diligence such as on Politically Exposed Persons.
Jersey City, NJ, US
GTB project focused on wire transaction monitoring scenarios run in a test environment to generate events based on established thresholds in the production environment as per the Model Validation described by the OCC Bulletin 2011-2012 and Supervisory Guidance on Model Risk Management to determine if an event is productive with results to be used to fine.
Assignment required a blend of research on unusual or questionable transactions as per Risk Management, Anti-Money Laundering (AML) and Enhanced Due Diligence (EDD) with Correspondent Banking to identify customer trends, patterns, typologies associated with money laundering, terrorist financing and other suspicious recommendations to the BSA Investigations.
Review and re-mediated asset management business KYC on boarding with effective implementation of KYC, BSA, & AML regulation/ compliance policies, procedures and protocols but not limited to AML/KYC screening, review included relationship manager team work to identify and mitigate lack of information, appropriate treatment of Material Non-Public.
Developed strategic goals and conducted periodic internal customer reviews to identify potential risk relationships based on regulatory guidelines, law enforcement agencies’ data and peer bank information to determine retention/ termination and or escalations to Law Enforcement reports.Quality Assurance Supervisor -OCC Article VII – Independent Foreclosure.
Managed by Deloitte and OCC mandated this BSA/AML project concerned transactional historical data on originator/beneficiary screening for money laundering patterns and customer identification (CIP) deficiencies to detect issues on sanctions, fines and fraud qualifiers for suspicious activity with results for a SAR report.
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George Daniel Eagan works for appliedE, Inc..
George Daniel Eagan is listed as Chairman & CEO appliedE, Inc. Huntington NY at appliedE, Inc..
AeroLeads has found 1 work email signal at @appliede.com for George Daniel Eagan at appliedE, Inc..
AeroLeads has found 4 phone signal(s) with area code 631 for George Daniel Eagan at appliedE, Inc..
George Daniel Eagan is based in Huntington Station, New York, United States while working with appliedE, Inc..
George Daniel Eagan has worked for Appliede, Inc., /, Ubs, Madison Consulting Group, and The Bank Of Tokyo-Mitsubishi Ufj, Ltd,.
You can use AeroLeads to view verified contact signals for George Daniel Eagan at appliedE, Inc., including work email, phone, and LinkedIn data when available.
George Daniel Eagan holds Master Of Business Administration - Mba, Finance, General from Mcgill University.
George Daniel Eagan is listed with skills including Financial Services, Leadership, Entrepreneurship, Equities, Private Equity, Management, Finance, and Securities.
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