Gilbert Jackson Email & Phone Number

Provide full scope accounting and human resource support to a 3rd generation family owned manufacturing company that is registered to the ISO 9001:2008 Quality System. I capture and record to the appropriate systems the financial, banking activity, and inter-company transactions for several business units.

As a registered Series 27 Financial & Operations Principal I partnered with the senior management of an asset management firm and a full service broker dealer to perform controller type functions, inclusive of calculating broker payouts, manager overrides and focus report filings for the NYSE registered firms.

Conducted operational and financial analysis of 3 Departments previously supervised (Accounting,Payroll & Human Resources). Communicated and provided training to employees through appropriate procedures and processes to ensure continuity.

Managed financial activity for the Broker/Dealer, affiliates, investment partnerships and a publicly traded closed-end investment companyYear-end and six month EDGAR filing of closed-end mutual fund.Provide senior management with a monthly financial statement summary that includes statement of financial condition, operations, cash flows, debit balance and portfolio analysisReview the quarterly FOCUS report for the Broker/DealerManaged all aspects of the preparation of the filing of all FOCUS reports.Monitored the broker/dealer and affiliates holdings for 13D and 13G FilingsDirect liaise with external auditors, NASD, NYSE and the SECPayroll Manager responsible for all aspects for the Broker/Dealer, affiliates and personal holding companiesPlan Administrator for the Broker/Dealers Employee Benefit Plan (401k), responsible for all member activity and firm reporting requirementsTreasurer for the Investment Advisor for the publicly traded closed-end investment companyTreasurer for the publicly traded closed-end investment companySupervised accounting department including hiring, reviewing, providing job objectives

Maintained the General ledgers of the Broker/Dealer, affiliates, and a publicly traded closed-end investment company.Responsible for annual financial statements with supporting footnotes for Broker/DealerReviewed net capital charges on a daily/monthly basis.Calculated securities haircuts, non-allowable assets and other deductions Responsible for the daily and monthly regulatory reporting functions.Calculated daily Net Asset Value calculation for closed-end mutual fund.

Responsible for the daily maintenance of investment portfolios for the retail operations of the Broker/Dealer.Responsible for coordinating the monthly close requirements for a publicly traded closed-end investment company.Analyzed daily P/L management reporting and general ledger.