Regulatory Project Manager, Vice President
CurrentManaged regulatory projects, end to end, including development of business requirements, management of build phase, escalation of issues, tracking project plan, and risk and issues log, providing challenge and review of deliverables and reporting of project status to steering committee and senior management.Depth of knowledge of Investment Bank Operations including clearing and settlement processes, collateral management, prime brokerage, financial market utilities (FMUs) (i.e. CCPs, depositories, agent banks) and financial products.Engagement with regulators, managed regulatory requests / exams and coordinated across operations to develop presentation content, lead internal prep meetings, attended meetings with regulators.Management and Team Leadership, managed and developed a junior team to enhance their product and process knowledge across the investment bank and improved proficiency of creating presentations for senior management.