Gino De Simone Email & Phone Number

Medford, Ma, Us

Boston, Massachusetts, United States

Sarbanes-Oxley:-Perform SOX audits across various industries including financial services, healthcare, technology, and media.-Responsible for updating existing control documentation, identifying and testing key controls, as well as identifying potential exceptions.-Daily activity includes documenting workpapers, determining control effectiveness, performing data validation, control populations, and validating the accuracy and completeness of reports connected to financial statements.-Perform walkthroughs to test control design, and communicate effectively with clients.-Draft process narratives and flow charts in accordance with client proceduresAnti-Money Laundering Investigations:-Documented BSA / AML processes and performed testing for the following areas: AML Transaction Monitoring, SAR / CTR Reporting, Further Investigations of Cash and Wire Activity, and AML Risk Assessment for a Top 10 Global Bank. -Demonstrated expertise in financial crime compliance, meeting FINCEN and OCC regulatory guidelines to avoid penalties. Managed strict and timely client deliverables, ensuring compliance with regulatory requirements, and maintaining high-quality standards. -Managed team of 10+ members for Further Investigation Customer reviews in an Anti-Money Laundering (AML) investigation remediation -Provided day-to-day oversight of pod activities, with training and support to investigators contributing to team efficiency and performance improvement. -Responsibilities included testing and validation of efficiencies and data governance in FINCEN/FINTRAC reporting of STR/SAR Trackers

Medford, Massachusetts, United States

-Perform verification of work processed daily to ensure the integrity of customer information and system data-Monitored and/or ensured compliance with Federal and State laws and regulations-Verify work processed and ensured changes were made in accordance with procedures-Thoroughly and accurately completed credit references/verification of deposits and reconcilements-Compiled monthly reports for statistical purposes

Woburn, Ma

-Kept executives up to date on changing business information by documenting meetings, tracking documentation, and collecting team data-Created agendas, and prepared legal documents for civil, criminal, and personal injury cases-Generated shipment invoices, prepared packages, and set up courier deliveries for customers-Would frequently receive and transfer incoming calls and took note of any significant detail