Glen Wareing Email & Phone Number

Warrington, England, United Kingdom

- Responsible for promoting events on various social media and responding to comments/queries.- Logistical support at key events

Manchester, United Kingdom

- Developed and executed the 2LoD FC Compliance Monitoring Plan- Developed and implemented the 2LoD assurance process to support closure of s166 Skilled Person findings- Author of timely and accurate 2LoD reports to key committees to help senior management oversight of material risks to within risk appetite- Secretariat for the Banks Financial Crime Risk.

Widnes

- Developed and implemented an issue management process- Developed and implemented a risk event process- Supported the development and implementation of the Risk & Control Self-Assessment process- 2LoD oversight of material risks and issues

Bolton & Manchester

• Responsibilities
• Provision of advice, oversight & reporting of material risks by 1LoD within PBB (UK). Achievements
• Author of monthly PBB Financial Crime report providing 2LoD view of risk profile & the work required to improve management of material risk to within agreed appetite.
• Designed & produced 2LoD Dashboard report to help inform Head of FC of material risks through the delivery of a key metrics one page report which was replicated across other… Show more Responsibilities
• Designed & produced 2LoD Dashboard report to help inform Head of FC of material risks through the delivery of a key metrics one page report which was replicated across other franchises.
• Author of PBB MLRO Report which was approved at key governance committee without any material challenges or questions.

Bolton/Manchester

• Responsibilities
• Provision of advice, oversight & reporting of material risks by 1LoD within the global back office support function Achievements
• Implementation, training & embedding of new risk assessment methodology across the globe including enhancing the risk culture in India.
• Designed, facilitated & conducted global review of Wire Transfer Regulation compliance highlighting issues to be addressed
• Conducted oversight of AML Change Programme (3 year project)… Show more Responsibilities
• Conducted oversight of AML Change Programme (3 year project) deliverables ensuring that enhancements to the FC Control Framework were delivered to time & quality.

Bolton/Manchester

• Role responsibilities included leading & developing a 2LoD FC team to provide oversight & challenge of 1LoD. Key achievements included:-
• Production & sign off of the MLRO Report for BS which was approved by Senior Management.
• Production & sign off of the Global Assurance Testing Plan for BS and oversight of 1LoD reports.
• Supported KPMG review to identify & close Financial Crime Framework gaps ahead of FCA Systematic Anti-Money Laundering review.
• Development of Risk… Show more Role responsibilities included leading & developing a 2LoD FC team to provide oversight & challenge of 1LoD. Key achievements included:-
• Development of Risk Assurance Report which provided AML Directorate (key BS AML Committee) with fit for purpose review of BS Risk Profile.

Bolton, United Kingdom

• Responsibilities
• Management of key Operational Risk processes, completion of governance returns, project management & Secretariat for GM Risk Committee. Achievements
• Designed & embedded updated Divisional Risk Committee Terms of Reference & Secretariat covering Operational & Financial Crime risks ensuring that the most potent risks were managed effectively.
• Led the challenge and oversight of 1LoD Risk Assessment resulting in improved risk articulation.
• Project… Show more Responsibilities
• Project managed, developed & implemented ‘Alerts’ process conducting ‘look across’ activity to ensure issues were not replicated in other businesses.

Various

• 1LoD Governance & Regulatory Risk Manager, RBS 2001 - 2004
• Responsible for management of regulatory risk & corporate governance1LoD Risk Manager, Liverpool Customer Service Centre, NatWest 2000
• Responsible for management of operational risks & reduction of lossesPerformance Consultant, North West Regional Office, NatWest 1997 - 1999
• Responsible for improving process quality & operational efficiency3LoD Internal Audit… Show more 1LoD Governance & Regulatory Risk Manager, RBS 2001 - 2004
• Responsible for improving process quality & operational efficiency3LoD Internal Audit Manager, NatWest 1996
• Responsible for execution of Retail Banking audits across the UKCorporate Banking, Warrington/St Helens/Liverpool, NatWest 1988 - 1995

Education record

3 A levels Economics B, English Literature B and Maths E

Ica Diploma (Graduate), Aml, Distinction