• Twenty three plus years (23) of consulting experience at all levels for major financial institutions in Canada.• Over thirty-five years (35) of working experience as an independent contractor and senior officer in three (3) major international financial centres – Canada, UK & USA – mainly in trading environment.• Recognized to have significant understanding of business processes in banks, brokers, mutual fund companies and asset managers, in terms of the interrelationship of products,… Show more • Twenty three plus years (23) of consulting experience at all levels for major financial institutions in Canada.• Over thirty-five years (35) of working experience as an independent contractor and senior officer in three (3) major international financial centres – Canada, UK & USA – mainly in trading environment.• Recognized to have significant understanding of business processes in banks, brokers, mutual fund companies and asset managers, in terms of the interrelationship of products, their transaction flows and settlement methods, plus worked on collaborative review at Ontario Securities Commission with Tralee Capital Management Limited.• Have worked in several interim senior management roles.• Have strong comprehension of multiple project processes (4-7) and related program management.• Recently facilitated several banking operations and reporting projects including automation of regulatory reporting.• Well-developed listening, discovery, presentation and people skills, in both English and French.• Have consulted In wide cross-section of business environments, capable to investigate and suggest meaningful change to business processes and associated marketing needs. • Recent clients include multiple assignments with Fidelity Investments Canada and Sumitomo Mitsui Banking Corporation of Canada, plus others with Broadridge Financial Services, Ontario Securities Commission (OSC), Scotia Capital, Canadian Capital Markets Association, IBM Global Business Services – Securities Industry Services, , TD Bank Financial, RBC Financial Group, and UBS Global Asset Management. Show less

Working with participant firms in investment management - buy and sell sides plus custodian and central depository. Coordinated efforts on revised implementation of National Instrument 24-101.

Interacting with IBM's major clients for brokerage processing services