Gloria Powell

Gloria Powell Email and Phone Number

Vice President, Regulatory Oversight @ Deutsche Bank
frankfurt, hessen, germany
Gloria Powell's Location
New York City Metropolitan Area, United States
Gloria Powell's Contact Details
About Gloria Powell

Financial services professionals with over 15 years experience in managing cross functional teams, Regulatory initiatives to ensure adherence to regulations, process improvements and oversight linked to responses to the regulatorsFINRA License Series 99• PMO Certification• Proficient in workflow analysis, transaction processing, process engineering and order management, • Knowledgeable of trading systems i.e. Lava Trading, Brass, Fidessa, LiquidPoint and Hydratrade• Knowledge of research applications i.e. BlueMatrix and Frost & Sullivan

Gloria Powell's Current Company Details
Deutsche Bank

Deutsche Bank

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Vice President, Regulatory Oversight
frankfurt, hessen, germany
Website:
db.com
Employees:
66557
Gloria Powell Work Experience Details
  • Deutsche Bank
    Vice President Regulatory Oversight
    Deutsche Bank Dec 2014 - Present
    Greater New York City Area
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  • Credit Suisse
    Senior Project Manager- Pmo
    Credit Suisse Feb 2012 - Nov 2014
    Greater New York City Area
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  • Kbw
    Consultant Project Manager
    Kbw Apr 2011 - Nov 2011
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  • Jesup & Lamont
    Project Manager - Consultant
    Jesup & Lamont Sep 2009 - Apr 2010
    New York, Ny
    1: Evaluated existing operations workflow and set the strategic direction for a new trading entity within Jesup & Lamont. (The Option and Derivatives trading desk) 2: Gather and outlined the business requirements needed for the development of the trading and clearing interfaces. 3: Was the Project Liaison between the Executive Management team, Business Unit, Operation Department and the Development staff to ensure that each business group understand their role in the project and obtained signoff from each entity.
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  • Collins Stewart
    Business Technology Project Manager
    Collins Stewart Oct 2002 - Sep 2009
    Information Technology professional in the financial services/trading arena managing cross-functional teams, system integration, process re-engineering, quality assurance, and brokerage operations(The firms Tullett Prebon Holdings Company and Burlington Capital Markets were acquired by Collins Stewart in 2002 and2004).
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  • Tullett Prebon Holdings Company
    Avp. Equity Project Manager
    Tullett Prebon Holdings Company 2000 - Jan 2004
    1: Participated on the Tullett Business Reorganization Committee to ensure the successful migration of the Tullett Holding Company into the Collins Stewart organization. 2: Worked with the London headquarters staff to re-brand client communications (confirms, invoices, e-mail domain and website) for the new equity business under Collins Stewart.3: Negotiated third party research agreements and oversaw the implementation of BlueMatrix (charting links to Bloomberg and Reuters) and Frost & Sullivan software.4: Managed, in conjunction with the Director of Operations, the migration to a new transaction /clearing firm by ensuring that allvendor interfaces were developed and tested.5: Over saw the migration and testing of all $2 dollars broker FIX connection to their designated NYSE locations.
  • Burlington Resources Company
    Avp Equity Project Manager
    Burlington Resources Company Oct 2000 - Jan 2002
    1:Oversaw the implementation of separate vendor and internal applications across Hydratrade, PreIse, Bulletin Board and SIDS to Gordon, an international trading system.2: Managed the conversion from the E-ticket system to Lava Trading by working with the vendor's development team in creatingclearing interfaces.3: Evaluated existing operations workflow and set the strategic direction for the upload of the transactions generated from the Russell re-balance. Oversaw the vendor development, implementation and training related to the file creation for the tradetransactions generated from the Russell re-balance.4: Managed the implementation of a transaction processing / clearing services company and led the migration of the system and interfaces to the new platform without business disruption.5: Negotiated a third party development agreement and six month project to build an electronic transaction platform that reduced errors, improved compliance and contributed to a 70% increase in productivity.6: Trained brokers and operations personnel in new processes and workflow changes in back office/operations procedures.
  • Fleet Trading
    Assistant Vice President, Project Manager
    Fleet Trading Jan 2000 - Jan 2002
    1: Managed trading systems, network and business applications for a 200-person trading group comprised of four equity trading desks.2: Planned and implemented automation and business process re-engineering initiatives. Maintained 98% up-time for mission critical systems.3: Served on a steering committee to substantiate make vs. buy decisions for new systems and evaluated multiple vendor offerings.4: Led an enterprise-wide life cycle implementation of a new order management, data exchange and accounting platform to integrate internal operations with external technology partners
  • Prudential Global Asset Management
    Technical Systems Project Manager
    Prudential Global Asset Management Jan 1997 - Jan 2000
    1: Led an eight person team (application developers, quality assurance testers and implementation specialists) for a $10 Bn asset management/mutual funds complex.2: Led a corporate-wide migration to IEE standards for testing and version control and implemented PVCS systems across a four person development group.3: Collaborated with the trading desk and portfolio management teams to gather application development requirements.
  • Merrin Financial
    Broker Connectivity Analyst
    Merrin Financial Jan 1993 - Jan 1997
    1: Played a key role in determining data formats/layouts for electronic data transfer between an order management system and a broker network.2: Gathered business and technical requirements from external clients for data collection, format/layout, secure transfer and clearing.3: Supported the sales team during client presentations and facilitated the implementation of eighty client accounts.4: Worked with a third party telecommunications provider to build a secure network and system interfaces to multiple execution points (NASDAQ, Posit, Instinet) using FIX messaging formats.

Gloria Powell Skills

Vendors Sales Re Location Lava Derivatives Finance Data Formats Business Initiatives Client Accounts Business Administration Programming Construction Charting Cross Functional Team Leadership Offerings Reuters Third Party Make Vs. Buy Transaction Processing Data Conversion Data Exchange Requirements Gathering Management Revenue Business Technology Corporate Actions Integration Version Control Steering Clearing Accounting Sdlc Workflow Human Resources Execution Data Center Valuation Settlement Messaging Networking Portfolio Management Capital Markets Arena Simulation Software System Telecommunications Cell Bloomberg Layout Nyse Reports Trading Desk Branding Agreement Automated Trading Finra Testing Asset Management Risk Management Training Disaster Recovery External Clients Enterprise Software Regulatory Examinations Residence Mission Critical Pvcs Technical Systems Documentation Project Management Research Capital Hardware London Equity Trading Property Management Information Technology Notification International Trade Jersey Disruption Fixed Income Business Applications Direct Experience Manhattan Fix Project Plans Order Management Applications Swaps Data Collection Communication Negotiation Technical Requirements Quality Assurance Strategic Planning Fleet Est Operations Credit Project Contractual Agreements Investment Banking Trading Systems Nasdaq Vendor Relationship Management Data Migration Brokers Trading Floor Powell Websites Internal Audit Project Teams Policies And Procedures Phoenix Regulations Banking Executive Management Global Asset Management Data Transfer Interfaces Testers New York Business Process Re Engineering Electronics Connectivity Guidelines Instinet Process Improvement Software Financial Services Compliance Equities Mutual Funds Product Control Business Continuity Invoicing Back Office Financial Transactions Landmark Client Presentation Trading Software Development Dodd Frank Securities Automation

Gloria Powell Education Details

Frequently Asked Questions about Gloria Powell

What company does Gloria Powell work for?

Gloria Powell works for Deutsche Bank

What is Gloria Powell's role at the current company?

Gloria Powell's current role is Vice President, Regulatory Oversight.

What is Gloria Powell's email address?

Gloria Powell's email address is ga****@****ail.com

What schools did Gloria Powell attend?

Gloria Powell attended Marymount University.

What skills is Gloria Powell known for?

Gloria Powell has skills like Vendors, Sales, Re Location, Lava, Derivatives, Finance, Data Formats, Business Initiatives, Client Accounts, Business Administration, Programming, Construction.

Who are Gloria Powell's colleagues?

Gloria Powell's colleagues are Vinayak Kadam, Lawrence Chin, Albiona Tefiku, Maria Geana, Manthan Pednekar, Hatice Buse Gök, Hrithik Sharma.

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