Graeme Webb Email & Phone Number

Bath, GB

• Member of Executive team, responsible for the leadership and management of the 2nd line Risk function
• Maintaining, monitoring and opining on the effectiveness of the risk management system, with a key focus on improving operational and financial risk management.
• Promoting an appropriate and proportionate risk culture across the business and supporting and challenging the business to make informed risk/reward decisions on both operational and strategic activities
• Facilitation of the setting of risk appetite by the Board, with submission of regular reporting that enables the Board to understand the overall risk profile of the business
• Advising on the adequacy of the measures adopted by the company to mitigate regulatory non- compliance;
• Supporting the CRO in providing independent, informed and objective challenge to the Board and the CEO on their management of capital and key risks

After nearly 17 years at AXA Wealth covering diverse areas including governance, risk management and reporting, investments, platforms, relationship management and operations I set up my own consultancy in late 2016 / early 2017. I took one short term contract before moving back in to permanent employment in August 2017, before ultimately winding the.

London, England, GB

• Appointed to a Second Line of Defence position to provide challenge and oversight to: (i) strategic change initiatives across the group; and (ii) the performance of the third-party management framework
• Responsible for the development and implementation of an enterprise wide risk appetite framework for each discipline, supported by appropriate Key Risk Indicators and reporting
• Key oversight of a material platform transformation programme, including attendance at executive level meetings and the provision of papers to, and attendance at, Board Committees
• A member of various risk and compliance forums overseeing regulatory change activity across Quilter
• Support and oversight of the ICAAP
• Review and challenge of First Line of Defence reporting and submissions

Basingstoke, Hampshire, GB

Key responsibilities include:- Creation and maintenance of an open and effective risk management culture with effective communication of risk requirements and procedures and associated staff development- Identification, assessment and management of potential risks arising from strategic, regulatory, market, IT, 3rd party or political change.- Development.

Basingstoke, Hampshire, GB

• The Investment Governance Manager role (below) was extended in June 2012 to include running a small team and being responsible for Risk Management for the COO area of Elevate
• Designed and implemented a risk management system, with associated reporting and MI, along with improved reporting for legal entity boards
• Developed a number of scenarios for inclusion in the ICAAP for Elevate and provided Executives with Key Risk Indicator and Key Performance Indicators in relation to these scenarios
• Chaired a key risk forum with Elevates’ key outsourced provider

Basingstoke, Hampshire, GB

My role included:- Assessment of the permissibility of various investment types within tax wrappers;- Oversight of the investments within tax wrappers, including UCIS and commercial property;- Developing the approach taken with UCIS, their initial assessment and on ongoing management;- Monitoring regulatory outputs and assessing the impacts on areas of our.

Basingstoke, Hampshire, GB

Acted as a Relationship Manager for various investment related third parties under the SIPP proposition, including:- discretionary managers;- execution only providers;- banksThe role included ensuring that the regular assessments were undertaken of third parties to ensure that they remained suitable partners for our propositions, that key contractual.

Basingstoke, Hampshire, GB

• Initially employed within the Small Self-Administered Scheme (SSAS) administration area and held a number of positions, finally culminating in a Scheme Co-Ordinator role which involved looking after a portfolio of.
• General roles included relationship management, allocation of work, dealing with complaints, carrying out investment related tasks (property purchase, arranging borrowing and loan backs etc) and checking scheme accounts.