Brexit Client Engagement And Product Terminations
Aug 2020 - Aug 2021
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Graham Carter Email & Phone Number
BREXIT Client Engagement and Product Terminations at Lloyds Banking Group
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✓ Verified August 2026
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Profile completeness 71%
Role
BREXIT Client Engagement and Product Terminations at Lloyds Banking Group
Location
London, England, United Kingdom
Who is Graham Carter? Overview
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Quick answer
Graham Carter is listed as BREXIT Client Engagement and Product Terminations at Lloyds Banking Group based in London, England, United Kingdom. AeroLeads shows a matched LinkedIn profile for Graham Carter.
Graham Carter previously worked as BREXIT Client Engagement and Product Terminations at Lloyds Banking Group and BREXIT Client Engagement at Lloyds Banking Group.
Profile bio
About Graham Carter
A client focused and proactive professional, with experience gained at Top-Tier investment banks. Highly motivated to deliver within a pressurised environment, working within a team or responsibly under my own initiative. Proficient in leveraging my technical and problem solving skills in a change management environment to improve procedures and mitigate risk associated with data processing, system flows, securities settlement and regulatory reporting.
Listed skills include Business Analysis, Fixed Income, Back Office, Derivatives, and 12 others.
8 roles · 38 years
Graham Carter work experience
A career timeline built from the work history available for this profile.
Brexit Client Engagement
Sep 2019 - Dec 2019
Client Regulatory Services Outreach For Emir, Mifid & Dodd Frank
Jan 2017 - Sep 2019
Emir And Mifid Client Onboarding And Outreach
• Onboarding new clients for EMIR Delegated Trade Reporting and Collateral & Valuations.• Liaising with legal department for document validation and amendments requested by clients.• Process LEI set-up requests from the London Stock Exchange. • Identifying MiFID in-scope clients and return of signed classification documentation. • Communicating with clients in regards to current MiFID, EMIR and Dodd Frank Regulations.• Investigate client requests for MiFID category classification.
Oct 2014 - Feb 2016
Project Rosetta - Interest Rate Swaps Investigations File Reviewer
• Calculating redress to customers using Excel macros and formulas.• Constructing letters to customers detailing financial breakdown and explanation of outcome• Communicating with legal, sales and compliance for insolvent and liquidated customers. • Utilizing internal and external financial accounting documentation to determine client’s eligibility for review. • Building a complete historical file for investigation and review including documents and voice recordings. • Providing written structured analysis of all evidence to support proposed outcome of client assessment. • Managing risks and ensuring rigorous SLA’s and FCA targets met.
Dec 2012 - Oct 2014
Asset Protection Scheme Business Analyst
Aug 2009 - Jul 2012
Associate Manager
Sep 1993 - Feb 2009
Fixed Income Analyst
1989 - 1993
~4 yrs
FAQ
Frequently asked questions about Graham Carter
Quick answers generated from the profile data available on this page.
What is Graham Carter's role at their current company?
Graham Carter is listed as BREXIT Client Engagement and Product Terminations at Lloyds Banking Group.
Where is Graham Carter based?
Graham Carter is based in London, England, United Kingdom.
What companies has Graham Carter worked for?
Graham Carter has worked for Lloyds Banking Group, Rbs Global Banking & Markets, Goldman Sachs, and Rothschild Asset Management.
How can I contact Graham Carter?
You can use AeroLeads to view verified contact signals for Graham Carter, including work email, phone, and LinkedIn data when available.
What skills is Graham Carter known for?
Graham Carter is listed with skills including Business Analysis, Fixed Income, Back Office, Derivatives, Risk Management, Banking, Interest Rate Derivatives, and Middle Office.
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