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Grant Johnstone Email & Phone Number
Attorney At Law
at
Johnstone Law Office
1 work email found
@wachoviafinet.com
2 phones found area 503
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Who is Grant Johnstone? Overview
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Quick answer
Grant Johnstone is listed as Attorney At Law at Johnstone Law Office, based in West Linn, Oregon, United States. AeroLeads shows a work email signal at wachoviafinet.com, phone signal with area code 503, and a matched LinkedIn profile for Grant Johnstone.
Grant Johnstone previously worked as Chief Compliance Office & Chief Legal Counsel at Dpl Financial Partners and Founder | Chief Compliance Officer | Managing Principal at Johnstone Brokerage Services. Grant Johnstone holds Jd, Law from Baylor University School Of Law.
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Email format at Johnstone Law Office
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{first_initial}{last}@wachoviafinet.com
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Profile bio
About Grant Johnstone
Managing Principal & Chief Compliance Officer of Johnstone Brokerage Services. Chief Compliance Officer & Chief Legal Officer of DPL Financial Partners.(936) 340-2929117 San Augustine Street, Center, TX 75935
Listed skills include Investments, Retirement Planning, and Certified Financial Planner.
Current workplace
Grant Johnstone's current company
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7 roles
Grant Johnstone work experience
A career timeline built from the work history available for this profile.
Chief Compliance Office & Chief Legal Counsel
Current- Establish and monitor all aspects of the compliance program to maintain compliance with legal and regulatory requirements.
- Integrate affiliate broker dealer to support broader business objectives.
- Provide compliance policies and procedures for a team of approximately 45 registered representatives and various corporate departments to identify and mitigate risk.
- Negotiate, report and resolve potential corporate liability exposure incidents.
- Participate in Executive and Board meetings. Provide strategic leadership to compliance staff.
- Manage the Supervising Principal, Managing Principal and compliance delegates.
May 2023 - Present
Founder | Chief Compliance Officer | Managing Principal
Current
Johnstone Brokerage Services
- Established, monitored and maintained all aspects of broker-dealer compliance policies and procedures. Drafted and maintained Written Supervisory Procedures.
- Interact directly and regularly with FINRA, SEC, State regulators, investment companies, insurance carriers and clients regarding compliance matters, CMA, MAP, and MATCon filings.
- Established a business model of employing registered investment advisors under a narrow allowance under FINRA Rule 2040.
- Conduct quarterly compliance and annual testing and reporting under FINRA Rule 3120. Conducted annual financial audit and all aspects of the annual compliance meeting. Worked with FinOps to approve and submit quarterly.
- Monitor operational compliance, develop training programs, and conduct annual and quarterly compliance meetings.
- Coordinate all regulatory examinations and investigations by the SEC and FINRA and state securities departments.
Jan 2020 - Present
Managing Director
CurrentProviding continuity of service and support as an IAR to Johnstone Financial Advisors clients at Miracle Mile Advisors.
Jul 2021 - Present
Chief Executive Officer & Managing Principal
Johnstone Financial Advisors
Founded and served as Managing & Supervisory Principal of RIA.Researched, revised and maintained regulatory compliance policies and proceduresMonitored operational compliance, developed training programs, and conducted annual and quarterly compliance meetingsInteracted directly with FINRA, State regulators, investment companies, insurance carriers and.
Sep 2017 - Jun 2021
Managing Principal & Senior Financial Advisor
Johnstone Financial Advisors
Sep 2005 - Aug 2017
First Vice President - Financial Consultant
Served clients as a Certified Financial Planner (CFP).
Mar 1997 - Aug 2005
2 education records
Grant Johnstone education
Jd, Law
Baylor University School Of Law
Bachelor Of Business Administration - Bba, Economics
Baylor University - Hankamer School Of Business
FAQ
Frequently asked questions about Grant Johnstone
Quick answers generated from the profile data available on this page.
What company does Grant Johnstone work for?
Grant Johnstone works for Johnstone Law Office.
What is Grant Johnstone's role at Johnstone Law Office?
Grant Johnstone is listed as Attorney At Law at Johnstone Law Office.
What is Grant Johnstone's email address?
AeroLeads has found 1 work email signal at @wachoviafinet.com for Grant Johnstone at Johnstone Law Office.
What is Grant Johnstone's phone number?
AeroLeads has found 2 phone signal(s) with area code 503 for Grant Johnstone at Johnstone Law Office.
Where is Grant Johnstone based?
Grant Johnstone is based in West Linn, Oregon, United States while working with Johnstone Law Office.
What companies has Grant Johnstone worked for?
Grant Johnstone has worked for Johnstone Law Office, Dpl Financial Partners, Johnstone Brokerage Services, Miracle Mile Advisors, and Johnstone Financial Advisors.
How can I contact Grant Johnstone?
You can use AeroLeads to view verified contact signals for Grant Johnstone at Johnstone Law Office, including work email, phone, and LinkedIn data when available.
What schools did Grant Johnstone attend?
Grant Johnstone holds Jd, Law from Baylor University School Of Law.
What skills is Grant Johnstone known for?
Grant Johnstone is listed with skills including Investments, Retirement Planning, and Certified Financial Planner.
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