Compliance Officer Iii - Vice President
Birmingham, Alabama Area
Provided oversight of various teams to prevent, detect and mitigate compliance, regulatory and reputational risk.• Performed policy and procedure reviews to ensure compliance with policies, procedures, laws and government regulations.• Performed targeted reviews focusing on a specific task within a line of business to ensure compliance with policies, procedures, laws and government regulations.• Attended conference calls for new products/services or changes to existing products/services to ensure the bank stayed in compliance.• Reviewed customer complaint logs and flagged potential fair lending and UDAAP concerns to ensure early detection of potential concerns.• Reviewed and responded to customer complaints received from the CFPB, Federal Reserve Bank, State Attorney General’s Office, Department of Justice, etc…• Reviewed marketing materials for fair lending and UDAAP concerns to ensure marketing materials were not published containing potential fair lending and UDAAP concerns.